Hsiao Teng Chou
周孝庭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsiao Teng Chou (周孝庭), a licensed former licensee with CE reference BCE918. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harbour Corporate Finance Limited 港灣企業融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-11 | 2020-04-21 |
| Harbour Corporate Finance Limited 港灣企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-09-11 | 2022-06-14 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-08 | 2017-04-19 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-02-08 | 2017-04-19 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-30 | 2017-02-08 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-30 | 2017-04-19 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-10-30 | 2017-02-08 |