Johnny Ting Pong Lu
呂定邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnny Ting Pong Lu (呂定邦), a licensed Responsible Officer with CE reference AJL345. Currently licensed at 1 firm(s): Zijing Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zijing Capital Limited 紫荊融資有限公司 |
RO | Type 1 — Dealing in securities | 2023-05-10 | present |
| Zijing Capital Limited 紫荊融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-05-10 | present |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 1 — Dealing in securities | 2023-04-06 | 2023-05-10 |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-04-06 | 2023-05-10 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2015-02-25 | 2022-09-29 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-05 | 2015-02-25 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-01-09 | 2022-09-29 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-18 | 2013-01-15 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-18 | 2013-01-15 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-08 | 2012-08-21 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-08 | 2012-08-21 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-21 | 2011-07-24 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-04-30 | 2011-07-24 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-04-30 | 2011-07-24 |