China Industrial Securities International Capital Limited
興證國際融資有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for China Industrial Securities International Capital Limited (興證國際融資有限公司), a Hong Kong-based licensed corporation with CE reference BAK956. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 6 — Advising on corporate finance. Current licensed staff on file: 46 (total recorded over time: 98). Earliest licence on file: 2013-01-09.
Registered address
32/F, Infinitus Plaza 199 Des Voeux Road Central, Sheung Wan
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2013-01-09 | present |
| Type 6 — Advising on corporate finance | 2013-01-09 | present |
Licensed staff (all-time) (98)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wing Sing Au 歐永昇 | RO 1, 6 Rep 1, 6 | 2018-10 | 2020-08 |
| Chui Shan Cynthia Chan 陳翠珊 | RO 6 Rep 1 | 2026-03 | 2026-04 |
| Ka Yee Chan 陳家怡 | RO 1, 6 Rep 1, 6 | 2023-03 | 2026-04 |
| Kwan Kit Chan 陳鈞傑 | RO 1, 6 | 2013-01 | 2015-11 |
| Edmond Kwong Man Choy 蔡廣孟 | RO 1, 6 | 2014-06 | 2014-12 |
| Chun Fai Fong 方俊輝 | RO 6 Rep 1, 6 | 2019-11 | 2020-12 |
| Jinguang Huang 黃金光 | RO 1, 6 | 2018-06 | 2020-02 |
| Yan (SFC:AQO269) Huang 黃岩 | RO 1, 6 Rep 1, 6 | 2025-11 | Present |
| Hiram Long Hin Lam 林朗軒 | RO 1, 6 Rep 1, 6 | 2022-01 | 2025-10 |
| On Tai Lam 林安泰 | RO 6 Rep 1, 6 | 2013-04 | 2014-03 |
| Ying Kin Lee 李英健 | RO 6 Rep 1, 6 | 2018-09 | 2023-07 |
| Laurent Kin Cheong Leung 梁健昌 | RO 1, 6 | 2013-01 | 2021-12 |
| Lili Liu 劉立力 | RO 1, 6 Rep 1, 6 | 2025-12 | Present |
| Johnny Ting Pong Lu 呂定邦 | RO 1, 6 Rep 1 | 2013-01 | 2022-09 |
| Kay Boon Mui 梅基本 | RO 1 Rep 1, 6 | 2016-02 | 2019-04 |
| Sze Ning Erica Tang 鄧思寧 | RO 6 Rep 1, 6 | 2022-11 | 2024-07 |
| Chi Ming (SFC:AMK406) Wong 黃志明 | RO 6 Rep 1, 6 | 2017-12 | 2020-01 |
| Shaobo Xu 許少波 | RO 1, 6 | 2026-03 | Present |
| Yang (SFC:AVK963) Yang 楊陽 | RO 1, 6 Rep 6 | 2021-01 | 2023-02 |
| Chiu Wah Yeu 姚昭華 | RO 6 Rep 1 | 2014-12 | 2020-01 |
| Hongqiang Yin 殷洪强 | RO 1, 6 | 2019-08 | 2024-06 |
| Sunny Kai Sun Yip 葉啟燊 | RO 1, 6 Rep 1, 6 | 2016-04 | 2018-12 |
| Siming Bi 畢思明 | Rep 1, 6 | 2026-01 | Present |
| Yongliang Cai 蔡咏良 | Rep 6 | 2025-12 | Present |
| Nan Chai 柴楠 | Rep 1, 6 | 2014-05 | 2014-06 |
| Andrew Sheung Yan Chan 陳上仁 | Rep 1, 6 | 2015-03 | 2020-12 |
| Shu Yu Chan 陳舒雨 | Rep 1, 6 | 2021-05 | 2023-09 |
| Yat Wai (SFC:BIS579) Chan 陳逸偉 | Rep 1, 6 | 2016-12 | 2019-11 |
| Yuk Chan 陳煜 | Rep 1, 6 | 2017-08 | 2018-08 |
| Siying Chen 陳斯莹 | Rep 1, 6 | 2022-02 | Present |
| Siyao Duan 段斯耀 | Rep 6 | 2026-01 | Present |
| Shimeng Fang 房莳萌 | Rep 6 | 2026-04 | Present |
| Shuqi Guo 郭舒琪 | Rep 6 | 2025-12 | Present |
| Yilin He 何一麟 | Rep 6 | 2025-11 | Present |
| Nanfan Huang 黃南帆 | Rep 6 | 2025-11 | Present |
| Qianyi Huang 黄倩怡 | Rep 6 | 2025-10 | Present |
| Shibiao Huang 黄实彪 | Rep 6 | 2025-09 | Present |
| Xi Huang 黄熙 | Rep 6 | 2025-12 | Present |
| Bohan Jin 金博涵 | Rep 6 | 2025-08 | Present |
| Linlin Ju 具霖臨 | Rep 1, 6 | 2026-01 | Present |
| Pak Sun Lau 劉栢燊 | Rep 1, 6 | 2014-04 | 2014-12 |
| Ka Ho (SFC:ATO877) Lee 李家豪 | Rep 1, 6 | 2021-08 | 2023-08 |
| Lei (SFC:BXV284) Lei 雷蕾 | Rep 6 | 2026-03 | Present |
| Hengzhao Li 李恒釗 | Rep 1, 6 | 2024-03 | Present |
| Nga Yan Li 李雅茵 | Rep 1, 6 | 2018-12 | 2020-09 |
| Tianyi Li 李天一 | Rep 6 | 2025-11 | Present |
| Xueying (SFC:BTM960) Li 李雪莹 | Rep 1, 6 | 2023-03 | 2023-10 |
| Cong Lin 林聰 | Rep 1, 6 | 2025-08 | Present |
| Xiaoruo Nick Lin 林曉若 | Rep 1, 6 | 2017-12 | Present |
| Xinxin (SFC:BLT350) Lin 林欣欣 | Rep 1, 6 | 2020-05 | 2021-06 |
| Xue Lin 林雪 | Rep 6 | 2026-01 | Present |
| Yue (SFC:BWY580) Lin 林悅 | Rep 6 | 2025-11 | 2026-03 |
| Huan Liu 刘瓛 | Rep 6 | 2025-10 | Present |
| Kai Tung Lo 盧啟東 | Rep 1, 6 | 2015-06 | 2017-05 |
| Ki Cheung Lo 勞其章 | Rep 1, 6 | 2022-01 | Present |
| Wenjun Lyu 吕文君 | Rep 6 | 2025-11 | Present |
| Zhirou Lyu 呂芷柔 | Rep 1, 6 | 2018-03 | 2020-06 |
| Jiayang Mao 毛佳旸 | Rep 6 | 2026-01 | Present |
| Guowei Mo 莫国威 | Rep 1, 6 | 2018-07 | 2020-02 |
| Yiu Tung Ng 吳耀東 | Rep 1, 6 | 2018-07 | 2021-12 |
| Guanhua Pan 潘冠華 | Rep 1, 6 | 2026-05 | Present |
| Zeyu Pan 潘澤宇 | Rep 1, 6 | 2015-04 | 2020-12 |
| Jing (SFC:BMG907) Qian 錢菁 | Rep 1, 6 | 2021-02 | 2022-08 |
| Wei Qiang 强薇 | Rep 1, 6 | 2020-06 | 2025-04 |
| Yue (SFC:BCZ104) Qiu 丘玥 | Rep 1, 6 | 2023-03 | 2023-08 |
| Qiang Si 司强 | Rep 6 | 2025-11 | Present |
| Sze Yue So 蘇詩越 | Rep 1, 6 | 2018-03 | Present |
| Yim Ching Sze 施炎青 | Rep 1, 6 | 2016-07 | 2018-07 |
| Yik Hang Tang 鄧奕鏗 | Rep 1, 6 | 2013-02 | 2014-12 |
| Jiajun Wang 王佳骏 | Rep 1, 6 | 2026-03 | Present |
| Junqi Wang 王珺琦 | Rep 6 | 2025-11 | Present |
| Yajuan Wang 王亚娟 | Rep 6 | 2025-11 | 2026-02 |
| Yuekun Wang 王月坤 | Rep 1, 6 | 2013-07 | 2015-04 |
| Zengjian Wang 王增建 | Rep 6 | 2025-09 | Present |
| Zhen (SFC:BJR693) Wang 王楨 | Rep 1, 6 | 2020-06 | 2022-05 |
| Ho Fung Wong 黃浩峰 | Rep 1, 6 | 2023-04 | 2024-07 |
| Chengbin Wu 吴诚彬 | Rep 6 | 2025-12 | Present |
| Steven Junyi Xian 冼駿一 | Rep 1, 6 | 2026-02 | Present |
| Di Xie 謝迪 | Rep 1, 6 | 2019-08 | 2021-03 |
| Jinchao Xie 謝錦超 | Rep 1, 6 | 2021-12 | 2023-08 |
| Kaicong Xie 謝開聰 | Rep 1, 6 | 2025-02 | 2025-07 |
| Xinxin Xie 謝心馨 | Rep 1, 6 | 2020-05 | 2020-12 |
| Rui Xu 徐蕊 | Rep 6 | 2025-09 | Present |
| Xiaoxuan Xu 徐晓璇 | Rep 6 | 2025-11 | Present |
| Hanxiang Yang 杨汉翔 | Rep 6 | 2025-08 | Present |
| Jiakun Yang 楊佳坤 | Rep 1, 6 | 2017-12 | 2018-01 |
| Jiaxin You 游嘉欣 | Rep 1, 6 | 2018-11 | Present |
| Amy Huimin Zhang 章慧敏 | Rep 1, 6 | 2022-03 | 2022-08 |
| Jun (SFC:BXA655) Zhang 张俊 | Rep 6 | 2025-11 | Present |
| Kewei Zhang 張珂瑋 | Rep 1, 6 | 2021-03 | 2024-10 |
| Yanfei Zhang 張雁飛 | Rep 6 | 2025-11 | Present |
| Yangfan Zhang 张旸帆 | Rep 6 | 2026-01 | Present |
| Yining (SFC:BXZ852) Zhang 张忆宁 | Rep 6 | 2026-05 | Present |
| Zhenkun Zhang 张振坤 | Rep 6 | 2025-12 | Present |
| Chen (SFC:BGF987) Zhao 趙晨 | Rep 1, 6 | 2015-09 | 2017-07 |
| Lingchang Zheng 鄭凌暢 | Rep 1, 6 | 2026-02 | Present |
| Hang Zhou 周航 | Rep 6 | 2025-09 | Present |
| Qian (SFC:BWY636) Zhou 周倩 | Rep 6 | 2025-12 | Present |
Showing 1–98 of 98
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 · 1661 staff · 2 shared activity types · 中國國際金融香港證券有限公司
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 · 544 staff · 2 shared activity types · 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 · 465 staff · 2 shared activity types · 花旗環球金融亞洲有限公司
Merrill Lynch (Asia Pacific) Limited
CE AAC198 · 433 staff · 2 shared activity types
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司