Shaobo Xu
許少波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaobo Xu (許少波), a licensed Responsible Officer with CE reference BHK027. Currently licensed at 1 firm(s): China Industrial Securities International Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2026-03-27 | present |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2026-03-27 | present |
| Zero2IPO Capital Limited 清科資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-01-20 | 2025-12-23 |
| Zero2IPO Capital Limited 清科資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-12-21 | 2022-01-20 |
| Zero2IPO Securities Limited 清科證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-06 | 2025-12-23 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-10-02 | 2021-06-21 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-07 | 2021-06-21 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-09-07 | 2019-10-02 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-28 | 2018-08-26 |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-04-28 | 2018-08-26 |