Kwan Kit Chan
陳鈞傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Kit Chan (陳鈞傑), a licensed Responsible Officer with CE reference ACQ850. Currently licensed at 2 firm(s): Orient Securities (Hong Kong) Limited, Orient Capital (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 36.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2026-04-20 | present |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2026-04-20 | present |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2026-04-20 | present |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2026-01-19 | 2026-04-20 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2026-01-19 | 2026-04-20 |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2026-01-19 | 2026-04-20 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-17 | 2025-09-15 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-10-17 | 2025-09-15 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-10-17 | 2025-09-15 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-13 | 2022-10-17 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-09-13 | 2022-10-17 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-13 | 2022-07-12 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-02-23 | 2022-07-12 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2013-01-09 | 2015-11-21 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-01-09 | 2015-11-21 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-18 | 2013-02-22 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-18 | 2013-02-22 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-19 | 2012-08-21 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-09-19 | 2012-08-21 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-03 | 2011-09-05 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-06-03 | 2011-09-05 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-05-16 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-05-16 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2008-05-16 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-06-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-03 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-03 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-06-03 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-06-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-03 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-03 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-21 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-03 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-03 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-03 |