On Tai Lam
林安泰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for On Tai Lam (林安泰), a licensed Responsible Officer with CE reference AEC838. Currently licensed at 1 firm(s): Red Solar Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 32.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Red Solar Capital Limited 綽耀資本有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-17 | present |
| Red Solar Capital Limited 綽耀資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-10-17 | present |
| LY Capital Limited 絡繹資本有限公司 |
RO | Type 1 — Dealing in securities | 2016-03-11 | 2017-10-14 |
| LY Capital Limited 絡繹資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-03-11 | 2017-10-14 |
| LY Capital Limited 絡繹資本有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-30 | 2016-03-11 |
| LY Capital Limited 絡繹資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-11-30 | 2016-03-11 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-03-18 | 2015-11-10 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-24 | 2015-11-10 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-02-24 | 2015-03-18 |
| Partners Capital Securities Limited 博大證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-09 | 2015-02-23 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-04-30 | 2015-02-23 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-27 | 2014-04-30 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-03-27 | 2014-04-30 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-05-21 | 2014-03-24 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-08 | 2014-03-24 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-04-08 | 2013-05-21 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-05-31 | 2013-03-04 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-16 | 2013-03-04 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-05-16 | 2011-05-31 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-07-15 | 2011-05-04 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-08 | 2011-05-04 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-06-08 | 2010-07-15 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-07-08 | 2010-05-05 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-09-27 | 2008-07-08 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2006-12-14 | 2007-09-07 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-03 | 2006-11-22 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-01-03 | 2006-11-22 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-27 | 2004-11-30 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-09-23 | 2004-11-30 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-05 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-17 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-05 |