Guotai Junan Capital Limited
國泰君安融資有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guotai Junan Capital Limited (國泰君安融資有限公司), a Hong Kong-based licensed corporation with CE reference AGS488. Currently licensed for regulated activity type(s) 6 — Advising on corporate finance. Current licensed staff on file: 136 (total recorded over time: 356).
Registered address
26/F-28/F, Low Block Grand Millennium Plaza, 181 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 6 — Advising on corporate finance | present | present |
Licensed staff (all-time) (356)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ivan Man Sum Chan 陳文深 | RO 6 Rep 6 | Pre-2003 | 2012-10 |
| Ka Yee Chan 陳家怡 | RO 6 | 2026-05 | Present |
| Johnson Sze Hon Chen 陳斯漢 | RO 6 Rep 6 | 2008-05 | 2016-08 |
| Ho Kong Cheung 張浩剛 | RO 6 Rep 6 | 2010-06 | 2013-04 |
| Amy Wing Suen Chow 周詠璇 | RO 6 Rep 6 | 2012-11 | Present |
| Pui Fan Chu 朱佩芬 | RO 6 Rep 6 | 2016-02 | 2018-05 |
| Chi Ho Ho 何治豪 | RO 6 | Pre-2003 | 2005-06 |
| Cheuk Ho Hui 許卓豪 | RO 6 Rep 6 | 2011-08 | 2020-12 |
| Xiao Jiang 江嘯 | RO 6 Rep 6 | 2006-01 | Present |
| Chiu Wai Ko 高超惠 | RO 6 Rep 6 | 2012-11 | Present |
| Chee Ling Koid 郭芷凌 | RO 6 Rep 6 | 2017-05 | 2018-07 |
| Chun Yu Kwok 郭震宇 | RO 6 Rep 6 | 2007-07 | 2022-02 |
| On Tai Lam 林安泰 | RO 6 Rep 6 | 2007-09 | 2010-05 |
| Tung Tung Lam 林冬冬 | RO 6 Rep 6 | 2013-09 | Present |
| Ho Yan Lau 劉可欣 | RO 6 Rep 6 | 2021-07 | Present |
| Kwok Ho Lau 劉國豪 | RO 6 Rep 6 | 2007-04 | 2013-06 |
| Rabo Chin Sing Leung 梁展勝 | RO 6 | 2010-07 | 2011-08 |
| Yuen Kwan Leung 梁婉君 | RO 6 Rep 6 | 2006-03 | Present |
| Runan Liang 梁如男 | RO 6 Rep 6 | 2018-05 | Present |
| Yuqi Liu 劉玉麒 | RO 6 Rep 6 | 2007-12 | 2021-08 |
| Wilson Kwong Shun Lo 羅廣信 | RO 6 Rep 6 | Pre-2003 | 2021-12 |
| David Lui 雷昌年 | RO 6 | Pre-2003 | 2007-10 |
| Aimei Luo 羅愛梅 | RO 6 Rep 6 | 2017-12 | 2026-04 |
| Ho Leung Mak 麥浩良 | RO 6 Rep 6 | 2019-01 | 2024-07 |
| Gladys Nok Yan Man 文諾欣 | RO 6 Rep 6 | 2012-11 | 2023-12 |
| Pak Lin Ng 伍柏廉 | RO 6 Rep 6 | 2013-06 | 2025-07 |
| Christopher Ho Wai Ngai 魏浩瑋 | RO 6 Rep 6 | 2015-07 | 2025-05 |
| Liwen Shi 史力雯 | RO 6 Rep 6 | 2023-10 | Present |
| Calvin Man Kin So 蘇文堅 | RO 6 Rep 6 | 2013-05 | 2026-03 |
| Stanley Siu Lai Tang 鄧兆澧 | RO 6 Rep 6 | 2004-07 | 2023-12 |
| Wei (SFC:APR020) Wang 王威 | RO 6 Rep 6 | 2023-09 | Present |
| Anthony Wong 黃嘉賢 | RO 6 Rep 6 | Pre-2003 | 2023-01 |
| Ming Fai Wong 王明輝 | RO 6 Rep 6 | 2021-12 | 2022-10 |
| Sarah Lai Wong 黃勵 | RO 6 Rep 6 | 2021-11 | 2022-10 |
| Siu On Wong 黃兆安 | RO 6 Rep 6 | 2021-11 | 2022-08 |
| Sze Man (SFC:AQS231) Wong 黃詩敏 | RO 6 Rep 6 | 2010-06 | 2021-06 |
| Tung Ching Wong 王冬青 | RO 6 Rep 6 | Pre-2003 | 2023-07 |
| Letty Lap Yee Wu 胡立怡 | RO 6 Rep 6 | 2010-12 | 2020-02 |
| Ping (SFC:AMN642) Xu 許娉 | RO 6 Rep 6 | 2005-09 | Present |
| Fenglin Yang 楊鳳林 | RO 6 | 2003-04 | 2005-05 |
| Deirdre Yau 邱迪怡 | RO 6 | Pre-2003 | 2021-01 |
| Henry Kai Ho Yeung 楊繼灝 | RO 6 Rep 6 | Pre-2003 | 2008-04 |
| Chun Hong Jos Au 區俊康 | Rep 6 | 2015-03 | 2018-07 |
| Yuen Ting Au Yeung 歐陽婉婷 | Rep 6 | 2010-03 | 2022-05 |
| Mingrui Bai 白明瑞 | Rep 6 | 2024-11 | 2025-02 |
| Yang (SFC:BOR612) Bai 白揚 | Rep 6 | 2025-01 | Present |
| Xiaoqian Bao 包曉倩 | Rep 6 | 2021-09 | 2022-05 |
| Siming Bi 畢思明 | Rep 6 | 2019-09 | 2021-09 |
| Yihan (SFC:BGR454) Cai 蔡一涵 | Rep 6 | 2015-12 | 2016-07 |
| Tangning Cao 曹唐宁 | Rep 6 | 2022-11 | 2025-07 |
| Weijian Cao 曹偉健 | Rep 6 | 2022-03 | 2023-03 |
| Xinger Cao 曹星儿 | Rep 6 | 2025-12 | Present |
| Chi Yeung (SFC:BCP187) Chan 陳智陽 | Rep 6 | 2013-12 | 2019-10 |
| Eva Kiu Yee Chan 陳喬依 | Rep 6 | 2016-08 | 2017-10 |
| Frank Clifford Shui Ting Chu Chan 陳瑞庭 | Rep 6 | 2015-05 | 2015-11 |
| Gerard Ga-Hou Chan 陳嘉晧 | Rep 6 | 2016-05 | 2018-06 |
| Jeffrey Cheuk Ying Chan 陳卓鷹 | Rep 6 | 2019-09 | 2020-04 |
| Kwan Pak Chan 陳君柏 | Rep 6 | 2020-06 | 2022-11 |
| Laam Chi Chan 陳嵐芝 | Rep 6 | 2014-01 | 2014-03 |
| Lai Ngor Chan 陳麗娥 | Rep 6 | 2008-06 | 2020-08 |
| Pak Hung (SFC:AXX144) Chan 陳栢鴻 | Rep 6 | 2011-08 | 2013-04 |
| Wun Kam Chan 陳煥金 | Rep 6 | 2024-12 | Present |
| Ho Wo Chang 張灝和 | Rep 6 | 2021-07 | 2022-01 |
| Yishan Che 車旖珊 | Rep 6 | 2023-11 | 2025-05 |
| Caiqin Chen 陳采芹 | Rep 6 | 2007-01 | 2007-08 |
| Chao (SFC:BTY211) Chen 陈超 | Rep 6 | 2023-07 | 2024-03 |
| Jianyu Chen 陳建宇 | Rep 6 | 2026-01 | Present |
| Jianzhao Chen 陳健釗 | Rep 6 | 2022-02 | 2022-10 |
| Jiaying Chen 陳佳穎 | Rep 6 | 2025-10 | Present |
| Longke Chen 陈珑珂 | Rep 6 | 2019-02 | Present |
| Qi (SFC:BUC193) Chen 陈琦 | Rep 6 | 2023-09 | Present |
| Si (SFC:BPH849) Chen 陳斯 | Rep 6 | 2020-01 | 2022-05 |
| Si (SFC:BSK019) Chen 陈思 | Rep 6 | 2022-07 | 2024-03 |
| Yi-Yin Chen 陳怡吟 | Rep 6 | 2022-06 | Present |
| Yilan Chen 陳一覽 | Rep 6 | 2021-06 | 2023-11 |
| Yishao Chen 陈轶劭 | Rep 6 | 2023-09 | Present |
| Yuhang Chen 陳煜航 | Rep 6 | 2025-09 | Present |
| Zhehui Chen 陳哲暉 | Rep 6 | 2018-05 | Present |
| Chuhang Cheng 程楚航 | Rep 6 | 2021-08 | 2023-12 |
| Jing Cheng 成静 | Rep 6 | 2025-11 | Present |
| Nicole Chung Yan Cheng 鄭仲殷 | Rep 6 | 2016-07 | 2022-09 |
| Shuyuan Cheng 程书远 | Rep 6 | 2022-07 | 2024-03 |
| Lap Cheung 張立 | Rep 6 | 2018-07 | 2021-08 |
| Leung Cheung 張良 | Rep 6 | 2012-11 | 2018-03 |
| Ko Wai Choi 蔡高偉 | Rep 6 | 2018-08 | 2019-12 |
| Wai Kit Choi 蔡偉杰 | Rep 6 | 2025-11 | Present |
| Tsz Yeung Chong 莊子揚 | Rep 6 | 2011-09 | 2013-05 |
| Hung Yan Chow 周雄恩 | Rep 6 | 2010-06 | 2011-07 |
| Kam Ho (SFC:BLC130) Chow 周金濠 | Rep 6 | 2018-07 | 2022-10 |
| Yui Chu 朱芮 | Rep 6 | 2022-05 | 2023-08 |
| King Cheung Chung 鍾敬祥 | Rep 6 | 2013-10 | 2015-04 |
| Mingjun Cui 崔鸣骏 | Rep 6 | 2025-12 | Present |
| Xiaoyan Cui 崔曉妍 | Rep 6 | 2019-11 | Present |
| Bo Dai 代波 | Rep 6 | 2022-09 | 2024-07 |
| Jiaxin Dai 戴嘉鑫 | Rep 6 | 2023-08 | Present |
| Yunfei Dai 戴韵菲 | Rep 6 | 2026-01 | Present |
| Chao (SFC:BSL541) Deng 邓超 | Rep 6 | 2022-07 | Present |
| Chong Deng 鄧冲 | Rep 6 | 2025-03 | Present |
| Shuai (SFC:BSM251) Dong 董帅 | Rep 6 | 2022-07 | 2024-05 |
| Yanni Duan 段燕妮 | Rep 6 | 2020-03 | 2021-01 |
Showing 1–100 of 356
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 · 1661 staff · 1 shared activity type · 中國國際金融香港證券有限公司
CITIC Securities (Hong Kong) Limited
CE AAK249 · 982 staff · 1 shared activity type · 中信證券(香港)有限公司
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 · 544 staff · 1 shared activity type · 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 · 465 staff · 1 shared activity type · 花旗環球金融亞洲有限公司
Merrill Lynch (Asia Pacific) Limited
CE AAC198 · 433 staff · 1 shared activity type