Johnson Sze Hon Chen
陳斯漢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnson Sze Hon Chen (陳斯漢), a licensed Responsible Officer with CE reference AQX577. Currently licensed at 1 firm(s): Giraffe Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Giraffe Capital Limited 智富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-02-01 | present |
| Giraffe Capital Limited 智富融資有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-07 | 2025-03-31 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-08-17 | 2016-08-22 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-05-06 | 2016-08-17 |