Si (SFC:BPH849) Chen
陳斯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Si (SFC:BPH849) Chen (陳斯), a licensed former licensee with CE reference BPH849. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-27 | 2025-01-27 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-27 | 2025-01-27 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-09-27 | 2025-01-27 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-01-07 | 2022-05-29 |