Ming Fai Wong
王明輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Fai Wong (王明輝), a licensed Responsible Officer with CE reference ALW838. Currently licensed at 1 firm(s): UOB Kay Hian (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 25.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-05-03 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-05-03 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-02 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-02 | 2024-05-03 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-11-02 | 2024-05-03 |
| Transpac Capital Limited 匯亞資金管理有限公司 |
RO | Type 4 — Advising on securities | 2023-04-18 | 2023-09-11 |
| Transpac Capital Limited 匯亞資金管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-04-18 | 2023-09-11 |
| Transpac Capital Limited 匯亞資金管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-17 | 2023-04-18 |
| Transpac Capital Limited 匯亞資金管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-02-17 | 2023-04-18 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-08-30 | 2022-10-20 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-08-30 | 2022-10-20 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-08-30 | 2022-10-20 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-26 | 2022-08-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-26 | 2022-08-30 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-12-02 | 2022-08-30 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-05 | 2021-09-06 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-05 | 2021-09-06 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-06-05 | 2021-09-06 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2014-12-01 | 2018-03-06 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
RO | Type 4 — Advising on securities | 2014-12-01 | 2018-03-06 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-12-01 | 2018-03-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-14 | 2011-03-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-14 | 2011-03-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-06-11 | 2011-03-28 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-04-19 | 2008-03-19 |