Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guotai Junan Securities (Hong Kong) Limited (國泰君安證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ABY236. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities. Current licensed staff on file: 368 (total recorded over time: 1040). Earliest licence on file: 2021-04-09.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Registered address
26/F-28/F, Low Block Grand Millennium Plaza, 181 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 2 — Dealing in futures contracts | 2021-04-09 | present |
| Type 4 — Advising on securities | present | present |
| Type 6 — Advising on corporate finance | present | 2004-03-30 |
| Type 7 — Providing automated trading services | present | 2003-08-26 |
| Type 9 — Asset management | present | 2004-03-30 |
Licensed staff (all-time) (1040)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chun Chung Chan 陳振聰 | RO 1, 2 Rep 1, 4 | 2018-11 | 2022-03 |
| Ka Yee Chan 陳家怡 | RO 1 | 2026-05 | Present |
| Lai Ngor Chan 陳麗娥 | RO 1 Rep 1 | 2008-06 | 2020-08 |
| Yu Wei Chang 張佑瑋 | RO 1 Rep 1, 4 | 2023-05 | Present |
| Liang (SFC:AWM930) Chen 陳亮 | RO 1 Rep 1 | 2021-12 | Present |
| Yi-Yin Chen 陳怡吟 | RO 1, 4 Rep 1, 4 | 2012-07 | Present |
| Man Chi (SFC:AGC897) Cheng 鄭敏芝 | RO 1, 4 Rep 1, 4 | 2018-10 | Present |
| Lai Yan Charles Cheung 張禮仁 | RO 1, 4, 6, 9 | Pre-2003 | 2007-03 |
| Hsih Chien Chiu 丘世健 | RO 1, 4 Rep 1, 4 | 2012-06 | 2014-07 |
| Sheung Lun Chu 朱上倫 | RO 1 Rep 1 | 2018-10 | Present |
| Bo Dai 代波 | RO 1, 4 Rep 1, 4 | 2012-04 | 2024-07 |
| Chenying Ding 丁陳穎 | RO 1, 4 Rep 1, 4 | 2017-06 | Present |
| Jinsong (SFC:AQU252) Du 杜勁松 | RO 1, 4 Rep 1, 4 | 2021-04 | 2022-01 |
| Zhenyu Duanmu 端木震宇 | RO 1, 4 Rep 1, 4 | 2016-11 | 2021-05 |
| Wai Kim Fong 方偉儉 | RO 1 Rep 1, 4 | 2018-04 | Present |
| Yun Hao 郝運 | RO 1 Rep 1 | 2010-06 | 2017-07 |
| Kenny Yui Kwong Ho 何銳光 | RO 1, 4 Rep 1, 4 | 2019-09 | 2023-02 |
| Bo Huang 黃博 | RO 4 Rep 4 | 2016-12 | Present |
| Noah John Hudson | RO 4 Rep 4 | 2010-09 | 2025-02 |
| Xiaoyan Jiang 蔣小燕 | RO 1, 4 Rep 1, 4 | 2013-10 | Present |
| Keung Kwok 郭強 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2022-10 |
| Lap Wa Kwok 郭立華 | RO 1 Rep 1, 4 | 2018-07 | Present |
| Ocean Hoi Yeung Kwong 鄺凱揚 | RO 1 Rep 1, 4 | 2018-11 | 2025-05 |
| Kin Kwok Ken Lam 林建國 | RO 1, 4 Rep 1, 4 | 2022-04 | Present |
| Tat Hung Lam 林達鴻 | RO 1 Rep 1 | 2020-11 | Present |
| Tat Shing Lam 林達誠 | RO 1 Rep 1, 4 | 2013-09 | Present |
| Muk Hoi Lau 柳木海 | RO 1, 4 Rep 1, 4 | 2018-10 | 2024-01 |
| Spencer Wing Fai Law 羅榮輝 | RO 1 | 2012-04 | 2013-04 |
| Eric Ming Chuan Lee 李明權 | RO 1, 4, 6, 9 | Pre-2003 | 2021-02 |
| Qiang Lei 雷強 | RO 1, 4 Rep 1, 4 | 2012-03 | Present |
| Guangjie Li 李光杰 | RO 1 | 2008-06 | 2018-07 |
| Jean Tan Li 李丹 | RO 1 Rep 1 | 2008-01 | Present |
| Gu Liu 劉谷 | RO 4 Rep 4 | 2003-11 | 2022-12 |
| Jason Jie Sheng Liu 劉傑生 | RO 4 Rep 4 | 2025-05 | Present |
| Po Wen Liu 劉博文 | RO 1, 4 Rep 1, 4 | 2012-06 | 2021-07 |
| Bassanio Chun Keung Lo 盧振強 | RO 1 Rep 4 | 2019-01 | 2024-01 |
| Simon Wing Chung Lou 羅永頌 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | Present |
| David Lui 雷昌年 | RO 6 Rep 1 | Pre-2003 | 2011-04 |
| Hung Kik Lui 呂鴻極 | RO 1 Rep 1, 4 | 2012-03 | Present |
| Zhe Mao 毛哲 | RO 1, 4 Rep 1, 4 | 2021-09 | Present |
| Graham Chi To Ng 伍志濤 | RO 1, 4 Rep 1, 4 | 2019-04 | 2021-04 |
| Shu Ouyang 歐陽姝 | RO 1, 4 Rep 1, 4 | 2015-11 | Present |
| Jupeng Pan 潘舉鵬 | RO 1 Rep 1 | 2015-07 | 2026-03 |
| Ming Pan 潘明 | RO 1, 4 Rep 1 | 2006-02 | 2011-04 |
| Haiying Qi 祁海英 | RO 1, 2, 4 | 2019-01 | Present |
| Jeffrey Yiu Cho Sit 薛耀祖 | RO 1, 4 Rep 1, 4 | 2019-02 | Present |
| Cheng Song 宋誠 | RO 1, 4 Rep 1, 4 | 2024-01 | Present |
| Yi Lam Sun 孫意琳 | RO 1 Rep 1 | 2005-11 | Present |
| Chao Tang 唐超 | RO 1, 4 Rep 1, 4 | 2021-08 | 2025-08 |
| Junhong Wang 汪俊紅 | RO 4 Rep 1, 4 | 2013-07 | Present |
| Tong (SFC:BJV907) Wang 王彤 | RO 1 Rep 1 | 2017-07 | Present |
| Wei (SFC:APR020) Wang 王威 | RO 1 Rep 1 | 2023-09 | Present |
| Chung Mun Wong 黃仲文 | RO 1, 2, 4 Rep 1, 4 | 2018-09 | 2023-05 |
| Ming Fai Wong 王明輝 | RO 1, 4 Rep 1, 4 | 2022-04 | 2022-10 |
| Tung Ching Wong 王冬青 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2023-07 |
| Wai Yuen Vincent Yam 任維淵 | RO 1, 4 Rep 1, 4 | 2018-04 | Present |
| Deirdre Yau 邱迪怡 | RO 6 Rep 1 | Pre-2003 | 2021-01 |
| Keng Chun Yeo 楊慶春 | RO 1, 2, 4 Rep 1, 4 | 2018-10 | Present |
| Tze Fung Yeung 楊子峰 | RO 1 Rep 1 | 2010-01 | Present |
| Fung Yim 閻峰 | RO 1, 4, 6, 9 | Pre-2003 | Present |
| Ka Fai Yu 余家輝 | RO 1, 2, 4 Rep 1, 4 | 2018-11 | Present |
| Kwan Fei Yu 虞珺斐 | RO 1 Rep 1 | 2005-04 | 2025-12 |
| Zhipeng Yu 余志鵬 | RO 1, 4 Rep 1, 4 | 2022-02 | 2025-10 |
| Jinhui Zhang 張金暉 | RO 1, 4 | 2013-08 | 2023-09 |
| Hao (SFC:BSW185) Zhou 周浩 | RO 4 Rep 4 | 2022-08 | Present |
| Qizhi Zhu 朱奇志 | RO 1, 7 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2009-06 |
| Wai Chi Ao Ieong 歐陽惠慈 | Rep 1, 4 | 2019-09 | Present |
| Tik Sun Au 區廸新 | Rep 1 | 2023-04 | Present |
| Ge Bai 白舸 | Rep 4 | 2019-10 | 2024-05 |
| Mingrui Bai 白明瑞 | Rep 1, 4 | 2025-05 | 2025-08 |
| Yang (SFC:BOR612) Bai 白揚 | Rep 1 | 2025-01 | Present |
| Hanfei Cai 蔡寒菲 | Rep 1 | 2018-06 | 2019-05 |
| Jiawei (SFC:BGQ866) Cai 蔡佳瑋 | Rep 1 | 2015-12 | 2022-12 |
| Keying Cai 蔡可颖 | Rep 1 | 2023-11 | 2025-06 |
| Mingzhu Cai 蔡明珠 | Rep 1, 4 | 2023-03 | 2025-11 |
| Minhao Cai 蔡旻昊 | Rep 4 | 2017-04 | 2017-04 |
| Shixin Cai 蔡時欣 | Rep 1, 4 | 2026-02 | Present |
| Xiaoye Cai 蔡晓曄 | Rep 1, 4 | 2013-10 | 2015-07 |
| Weijian Cao 曹偉健 | Rep 1 | 2022-03 | 2023-03 |
| Wenqian Cao 曹文乾 | Rep 4 | 2021-11 | 2023-08 |
| Zhu Cao 曹柱 | Rep 4 | 2013-12 | 2023-04 |
| Andrew Wai Cheong Chan 陳偉昌 | Rep 1 | 2012-04 | 2017-08 |
| Anna Man Chan 陳敏 | Rep 1 | 2004-09 | 2008-02 |
| Calvin Tak Man Chan 陳德文 | Rep 1, 4 | 2012-10 | Present |
| Cheung Kam Chan 陳章淦 | Rep 1, 4 | 2019-10 | Present |
| Chi Man (SFC:APW196) Chan 陳智敏 | Rep 1 | 2022-03 | Present |
| Chi Wai (SFC:AHK670) Chan 陳致偉 | Rep 1, 4 | 2023-11 | Present |
| Ching Shan Chan 陳靜山 | Rep 1 | 2013-12 | 2016-06 |
| Chung Yin Chan 陳仲嬿 | Rep 1, 4 | 2025-07 | Present |
| Esther Chan 陳穎謙 | Rep 1, 4 | 2018-10 | Present |
| Hei Wai Chan 陳喜偉 | Rep 1 | 2013-05 | 2013-05 |
| Hing Chan 陳慶 | Rep 4 | 2013-01 | 2015-08 |
| Hiu To Chan 陳曉濤 | Rep 4 | 2021-11 | 2022-02 |
| Hiu Tung (SFC:BOU273) Chan 陳曉東 | Rep 1 | 2021-06 | 2022-09 |
| Hiu Tung Ivan Chan 陳曉東 | Rep 1, 4 | 2022-06 | Present |
| Hoi Fung Chan 陳凱峰 | Rep 1, 4 | 2018-09 | Present |
| Hop Keung Chan 陳合強 | Rep 1 | 2021-09 | 2022-11 |
| Ivan Man Hung Chan 陳文洪 | Rep 1, 4 | 2018-09 | Present |
| Ivan Man Sum Chan 陳文深 | Rep 1, 4, 6, 9 | Pre-2003 | 2012-10 |
| Ka Wah Chan 陳家驊 | Rep 1, 4, 6, 9 | Pre-2003 | 2020-10 |
Showing 1–100 of 1040
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