Yun Hao
郝運
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Hao (郝運), a licensed Responsible Officer with CE reference AVI199. Currently licensed at 1 firm(s): Pacific Alpha Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pacific Alpha Securities Limited 太明證券投資有限公司 |
RO | Type 9 — Asset management | 2025-11-17 | present |
| Pacific Alpha Securities Limited 太明證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2023-12-15 | present |
| Pacific Alpha Securities Limited 太明證券投資有限公司 |
RO | Type 4 — Advising on securities | 2023-12-15 | present |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-11 | 2021-06-04 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-19 | 2019-06-11 |
| Tongfang Securities Limited 同方證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-23 | 2018-11-30 |
| Tongfang Securities Limited 同方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-29 | 2017-11-23 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-11-18 | 2017-07-14 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-14 | 2013-11-18 |