Pacific Alpha Securities Limited
太明證券投資有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pacific Alpha Securities Limited (太明證券投資有限公司), a Hong Kong-based licensed corporation with CE reference BHR807. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 5 (total recorded over time: 10). Earliest licence on file: 2016-09-19.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
Unit 1405, 14/F, 9 Queen's Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2016-09-19 | present |
| Type 4 — Advising on securities | 2016-09-19 | present |
| Type 9 — Asset management | 2025-11-17 | present |
Licensed staff (all-time) (10)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yun Hao 郝運 | RO 1, 4, 9 | 2023-12 | Present |
| Yip Fung Lee 李業豐 | RO 1, 4 | 2016-09 | 2024-07 |
| Yin Lin 林印 | RO 9 | 2025-11 | Present |
| Kon Lim Mok 莫幹濂 | RO 1, 4 | 2016-09 | 2017-08 |
| Xinbo Wang 王欣波 | RO 1, 4 | 2017-11 | Present |
| Jin Wei 魏瑨 | RO 1, 4, 9 | 2025-03 | Present |
| Tamhas Clwyd Angus Buchan 白永斌 | Rep 1 | 2016-09 | 2020-01 |
| Quan (SFC:BWG208) Chen 陳全 | Rep 1, 4 | 2025-06 | 2025-08 |
| Hongyuan Gu 顧弘原 | Rep 4 | 2016-09 | 2017-02 |
| Yuanbin Zou 邹园斌 | Rep 1, 4 | 2025-07 | Present |
Showing 1–10 of 10
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 3 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 3 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 3 shared activity types · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 3 shared activity types · 光大證券投資服務(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 3 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 3 shared activity types · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 3 shared activity types · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 3 shared activity types · 瑞穗證券亞洲有限公司