Kon Lim Mok
莫幹濂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kon Lim Mok (莫幹濂), a licensed Responsible Officer with CE reference ABS236. Currently licensed at 1 firm(s): Futu Securities International (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 3 — Leveraged foreign exchange trading; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 31.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Leveraged foreign exchange trading →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 9 — Asset management | 2022-03-10 | present |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2020-12-28 | present |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-01-24 | present |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-01-24 | present |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-01-24 | present |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-01-24 | present |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-13 | 2020-01-24 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-13 | 2019-11-01 |
| Pacific Alpha Securities Limited 太明證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-19 | 2017-08-31 |
| Pacific Alpha Securities Limited 太明證券投資有限公司 |
RO | Type 4 — Advising on securities | 2016-09-19 | 2017-08-31 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-07-05 | 2015-07-23 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2012-07-05 | 2015-07-23 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-06-25 | 2015-07-23 |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-06-25 | 2015-07-23 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-06-25 | 2015-07-23 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-03-08 | 2012-06-11 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-16 | 2011-03-08 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-22 | 2009-06-14 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-12 | 2008-09-07 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-02-12 | 2008-09-07 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-18 | 2008-01-07 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-18 | 2008-01-07 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-18 | 2008-01-07 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-10 | 2007-09-02 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-07-10 | 2007-09-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-10 | 2007-07-01 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-10 | 2007-07-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-05-10 | 2007-07-01 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-01 | 2006-04-30 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-08-01 | 2006-04-30 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-08-01 | 2006-04-30 |