Guoyuan Securities Brokerage (Hong Kong) Limited

國元証券經紀(香港)有限公司
CE No. AOA594 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guoyuan Securities Brokerage (Hong Kong) Limited (國元証券經紀(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AOA594. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 72 (total recorded over time: 253). Earliest licence on file: 2007-01-30.

More firms doing Dealing in securities →More firms doing Advising on securities →

Registered address

17th Floor, Three Exchange Square, 8 Connaught Place, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2007-01-30 present
Type 4 — Advising on securities 2007-10-23 present

Licensed staff (all-time) (253)
Active on date

Name Activities First licensed To
Mofiz Chan 陳志華 RO 1, 4 2012-07 2013-07
Ellis Yat Ming Chau 周日明 RO 1, 4 Rep 1, 4 2014-06 Present
Chao (SFC:AOB087) Cheng 程超 RO 1 2008-02 2008-08
I-Chu Chuang 莊易築 RO 1, 4 Rep 1 2010-08 Present
Dan Du 杜丹 RO 1, 4 Rep 1 2007-05 2010-05
Lester Kei Shun Fan 范基信 RO 1, 4 Rep 1 2008-05 2010-06
Lam Chiu Hui 許林釗 RO 1, 4 2008-08 2012-06
Tak Sang Koo 谷德生 RO 1 Rep 1 2017-11 2021-02
Cheuk Hung Lai 黎卓鴻 RO 1 Rep 1 2007-05 2008-09
On Hong Lau 劉安康 RO 1 Rep 1 2013-03 2014-08
Jamie Chiu Li 李超 RO 1, 4 Rep 1, 4 2008-08 Present
Ming (SFC:AXK332) Li 李明 RO 4 Rep 4 2011-06 Present
Pan Li 李攀 RO 1 Rep 1 2008-04 2014-05
Leung Liu 廖良 RO 1 2015-08 2016-11
Li Mao 毛力 RO 1, 4 Rep 1, 4 2010-01 Present
Kon Lim Mok 莫幹濂 RO 1, 4 2012-06 2015-07
Sin Yu Ngai 魏鐥䨞 RO 1 Rep 1, 4 2010-11 2016-03
Yan Tan 譚燕 RO 1, 4 Rep 1 2011-11 Present
Kwok Keung Tsoi 蔡國強 RO 1, 4 2007-01 2008-05
King Chung Wong 黃勁聰 RO 1 2024-12 Present
Tak Ming (SFC:BKC421) Wong 王德明 RO 1, 4 Rep 1, 4 2023-06 Present
Cuihua Yang 楊翠華 RO 1, 4 2013-02 2017-09
Kun Yu 于坤 RO 1, 4 Rep 1 2007-05 Present
Tak Po Yung 翁德寶 RO 1, 4 2007-01 2008-10
Yu Zhang 張煜 RO 1 Rep 1 2008-04 2010-10
Lehui Zhu 朱樂輝 RO 1, 4 Rep 1 2016-06 Present
Alexander Hing Sang Chan 陳慶生 Rep 1 2010-04 2012-08
Fung Yu Chan 陳鋒如 Rep 1 2016-09 2017-06
Ka Ho Chan 陳家豪 Rep 1 2013-10 2016-11
Lai Tsung Chan 陳勵晉 Rep 1 2023-09 2023-11
Wai (SFC:BSJ621) Chan 陳瑋 Rep 1 2026-05 Present
Yiu Kwong (SFC:AAC389) Chan 陳耀廣 Rep 1 2008-07 Present
Kin Kei Chau 周建基 Rep 1 2015-05 2019-02
Jie (SFC:BND493) Chen 陳婕 Rep 1 2018-06 2019-02
Sida (SFC:APQ831) Chen 陳斯达 Rep 1 2015-02 2018-04
Wenjun Chen 陳文軍 Rep 1 2014-01 Present
Xin (SFC:BLO515) Chen 陳欣 Rep 4 2017-11 2025-05
Ying (SFC:BMG518) Chen 陳英 Rep 1 2018-02 2019-12
Cheuk Lam Cheng 鄭焯琳 Rep 1 2010-03 2012-12
Lai Ching (SFC:BRD954) Cheng 鄭麗晴 Rep 1 2021-05 2024-10
Sim Kuen Cheng 鄭嬋娟 Rep 1 2014-09 2016-06
Chui Mei Cheung 張翠美 Rep 1 2020-11 Present
Hin Fung Sherman Chiu 趙衍鋒 Rep 1, 4 2010-11 2011-04
Kam Po Chung 鍾金寶 Rep 1 2014-09 2014-10
Zi Ru Dai 戴梓如 Rep 1 2014-04 2015-05
Huang Deng 鄧煌 Rep 1, 4 2018-10 2022-01
Yun Di 底韻 Rep 1, 4 2018-05 2021-06
Dadu Ding 丁大都 Rep 1 2017-12 2018-06
Xianshu Ding 丁先樹 Rep 1, 4 2013-04 2013-06
Xiaomin Ding 丁小敏 Rep 1 2014-08 2020-10
Siying Dong 董思瑩 Rep 1 2018-06 2021-11
Zhixin Dong 董志新 Rep 1 2013-09 2014-07
Qingwen Du 杜清雯 Rep 1 2009-11 2020-12
Xiaoming (SFC:BGV056) Du 杜曉明 Rep 1 2016-01 2016-12
Jingxian Duan 段靜嫻 Rep 4 2017-12 Present
Wei (SFC:AOT337) Fang 方煒 Rep 1 2007-05 2008-11
Hao Feng 馮浩 Rep 4 2024-04 Present
Shumeng Fu 符抒萌 Rep 1 2012-12 Present
Shufa Gao 高树发 Rep 1 2025-10 Present
Xiang (SFC:BMV271) Gao 高翔 Rep 4 2018-04 2021-04
Tao Gui 貴濤 Rep 1 2015-04 2018-12
Biao Guo 郭彪 Rep 4 2011-06 2011-07
Can Hao 郝燦 Rep 1 2018-02 2018-06
Ka Yui Hau 侯嘉耀 Rep 1 2015-03 2015-11
Dan (SFC:BGR476) He 何殫 Rep 1 2015-12 2018-04
Li (SFC:BFN682) He 何勵 Rep 1 2015-06 Present
Limin He 何麗敏 Rep 4 2023-02 2024-05
Xiaojuan He 何小娟 Rep 1 2016-05 2018-04
Kam Cheung Ho 何金祥 Rep 1 2016-05 2016-10
Kar Ming (SFC:BNN793) Ho 何家明 Rep 1 2018-09 2018-12
Xueying Hong 洪雪瑩 Rep 1 2016-03 2017-11
Kailun Hu 胡凱倫 Rep 1 2015-10 2016-12
Qian Hu 胡倩 Rep 1, 4 2019-09 Present
Yaosheng Hu 胡堯盛 Rep 4 2014-11 2015-06
Anthea Yuying Huang 黃鈺莹 Rep 1 2017-12 2018-02
Hao (SFC:BIW198) Huang 黃昊 Rep 1 2017-01 2018-05
Qingbo Huang 黃慶波 Rep 1 2014-04 Present
Yu Lin Huang 黃鈺琳 Rep 1 2018-06 2025-09
King Wan Hung 孔景雲 Rep 1 2014-08 Present
Wing Shan Hung 熊詠珊 Rep 1 2020-02 Present
Limin Huo 霍麗敏 Rep 1 2008-12 Present
Aiping Jia 賈愛萍 Rep 1 2012-12 Present
Weitao Jia 賈維韜 Rep 1 2016-10 2021-12
Fang Jiang 姜芳 Rep 1 2017-08 2018-08
Lingjun Jiang 江凌俊 Rep 1 2014-04 2015-05
Wenwen (SFC:AXC789) Jiang 蔣雯文 Rep 1 2012-01 2013-09
Lingzhen Kong 孔令貞 Rep 1 2013-07 2021-12
Pak Yong Andy Kong 江泊融 Rep 1 2024-11 Present
Peishi Kong 孔佩詩 Rep 1 2021-09 Present
Ho Bun Kung 龔可斌 Rep 1 2016-03 2016-05
Kin Kwok 郭健 Rep 1 2019-03 2019-12
Chun Kong Lai 黎鎮剛 Rep 1 2009-06 2010-06
Shaoping Lai 賴少萍 Rep 4 2012-10 2013-09
Songbin Lai 賴頌彬 Rep 1 2018-01 Present
Yongchun Lai 賴永春 Rep 1 2013-09 2022-03
Choi Wan Lam 林彩雲 Rep 1 2026-04 Present
Chun Yuk Lam 林俊旭 Rep 1 2014-10 2016-06
Kai Tin Lam 林佳典 Rep 1 2016-07 2017-06
Siu Ting (SFC:AVT290) Lam 林少婷 Rep 1 2016-07 2017-06
Yip Shing Lam 林業成 Rep 1 2007-03 2007-04
Showing 1–100 of 253

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 2 shared activity types · 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 · 1398 staff · 2 shared activity types · 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 · 544 staff · 2 shared activity types · 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 · 465 staff · 2 shared activity types · 花旗環球金融亞洲有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務（香港）有限公司

Related