Xiaoming (SFC:BGV056) Du
杜曉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoming (SFC:BGV056) Du (杜曉明), a licensed former licensee with CE reference BGV056. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-13 | 2016-12-02 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-01-13 | 2016-12-02 |