Ka Ho Chan
陳家豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ho Chan (陳家豪), a licensed Responsible Officer with CE reference AWF460. Currently licensed at 1 firm(s): Changjiang Securities Brokerage (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 18.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2026-02-10 | present |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2026-02-10 | present |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-04-09 | present |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-08-11 | present |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-19 | 2023-08-11 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-12 | 2023-07-11 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-26 | 2021-04-12 |
| Jinghui Capital Limited 景匯資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-12 | 2020-10-15 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-07 | 2019-06-08 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-12-07 | 2019-06-08 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-18 | 2018-08-16 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-06 | 2018-08-16 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-11 | 2017-02-06 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-17 | 2016-11-04 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-10-17 | 2016-11-04 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-12-05 | 2013-10-06 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-06 | 2013-10-06 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-30 | 2012-07-13 |