Taiping Securities (HK) Co Limited
太平証券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Taiping Securities (HK) Co Limited (太平証券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAE494. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 5 (total recorded over time: 134).
Registered address
Unit 3, 19th Floor, China Taiping Finance Centre, No. 18 King Wah Road, North Point
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | 2003-09-30 |
| Type 6 — Advising on corporate finance | present | 2003-09-30 |
| Type 7 — Providing automated trading services | present | 2003-08-22 |
| Type 9 — Asset management | present | 2003-09-30 |
Licensed staff (all-time) (134)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Fai Chan 陳輝 | RO 1, 4, 6, 7, 9 Rep 1 | Pre-2003 | 2024-07 |
| Ka Ho Chan 陳家豪 | RO 1 Rep 1 | 2021-02 | 2023-07 |
| Sin Ming Chan 陳羨明 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Ximing (SFC:BGM147) Chen 陳熙銘 | RO 1 Rep 1 | 2015-12 | Present |
| Wai Fang 方偉 | RO 1 Rep 1 | 2019-09 | 2022-12 |
| Shu Sum Fung 馮樹森 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2023-10 |
| Tsz Shing Law 羅子成 | RO 1 Rep 1 | 2022-05 | 2024-10 |
| Bing Lun Lee 李炳倫 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2005-12 |
| Choi Lee 李財 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2016-07 |
| Wai Yee Lee 李惠儀 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-01 |
| Wai Ming Lo 盧偉明 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2019-04 |
| Kam Fai Lui 呂金輝 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2020-12 |
| Yu (SFC:BKU806) Wang 汪郁 | RO 1 Rep 1 | 2017-12 | 2023-03 |
| Chi Hung Wu 胡志雄 | RO 1, 4, 7, 9 | Pre-2003 | 2010-11 |
| Kaicong Xie 謝開聰 | RO 1 Rep 1 | 2020-11 | 2023-06 |
| Loi Man Yiu 姚來文 | RO 1 | 2009-10 | 2012-05 |
| Luming Yu 余路明 | RO 1 | 2013-04 | 2016-04 |
| Jiangfan Zhang 張江帆 | RO 1 | 2023-03 | Present |
| Sau Chun Au-Yeung 歐陽秀珍 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-07 |
| Sau Kuen Au-Yeung 歐陽綉娟 | Rep 1 | 2016-08 | 2024-06 |
| Ivan Man Sum Chan 陳文深 | Rep 1 | 2014-01 | 2014-01 |
| Kwok On Chan 陳國安 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2024-06 |
| Ling Fung (SFC:AMR221) Chan 陳凌峰 | Rep 1 | 2023-01 | 2024-06 |
| Ramand Wai Ming Chan 陳湋銘 | Rep 1 | 2015-02 | 2016-01 |
| Wai Lun (SFC:BJP978) Chan 陳韋倫 | Rep 1 | 2018-08 | 2020-03 |
| Wing She Chan 陳泳樞 | Rep 1 | 2009-10 | 2024-07 |
| Wing Sze (SFC:AWJ404) Chan 陳穎施 | Rep 1 | 2011-01 | 2014-06 |
| Yik Lun Chan 陳奕倫 | Rep 1 | 2007-04 | 2008-08 |
| Kin Fung Chang 張建峰 | Rep 1 | 2011-06 | 2016-05 |
| Ah Man Chau 周亞曼 | Rep 1 | 2005-11 | 2024-07 |
| Man Ting (SFC:AQN540) Chau 周文婷 | Rep 1 | 2009-06 | 2018-05 |
| Clarence Soon Yuan Chen 陳松源 | Rep 1 | 2013-05 | 2013-07 |
| Lawrence Yung Chen 鄭勇 | Rep 1 | 2013-11 | 2014-04 |
| Lau Shui Cheng 鄭流水 | Rep 1, 4, 6, 9 | 2003-04 | 2022-03 |
| Shing Cheng 鄭勝 | Rep 1 | 2009-12 | 2011-02 |
| Chi Man Cheung 張志文 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Dannis Chi Ying Cheung 張志英 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2018-08 |
| Michael Wai Ho Cheung 張偉豪 | Rep 1 | 2010-06 | 2024-07 |
| Shing Chun Cheung 張珹畯 | Rep 1 | 2021-08 | 2024-06 |
| Tsz Pan Cheung 張梓斌 | Rep 1 | 2021-12 | 2022-12 |
| Kin Chow 周健 | Rep 1 | 2010-01 | 2016-07 |
| Suet Mui Chow 周雪梅 | Rep 1 | 2009-04 | 2024-06 |
| Hoi Yan Choy 蔡凱茵 | Rep 1 | 2015-04 | 2018-05 |
| Sing Lung Chu 朱星龍 | Rep 1 | 2023-03 | 2024-06 |
| Yuen Fung Chu 朱遠峰 | Rep 1 | 2011-01 | 2013-05 |
| Heung Fei Chua 蔡香菲 | Rep 1 | 2007-09 | 2024-06 |
| Wing Keung Chuang 莊永強 | Rep 1 | 2020-09 | 2024-01 |
| Yuhang Dong 董宇航 | Rep 1 | 2022-01 | 2024-04 |
| Luying Fan 范璐瑩 | Rep 1 | 2019-10 | 2021-01 |
| Chi Kin Fu 傅志堅 | Rep 1 | 2009-12 | 2016-07 |
| Cheung Nui Fung 馮祥女 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2024-05 |
| Florence Siu Lai Fung 馮紹麗 | Rep 1 | 2010-02 | 2011-06 |
| Suk Yee Fung 馮淑儀 | Rep 1 | 2007-11 | 2024-06 |
| Yuan (SFC:BFT182) Gao 高遠 | Rep 1 | 2018-07 | 2020-07 |
| Elena Go 吳清清 | Rep 1 | 2010-11 | 2024-06 |
| Qi (SFC:AZB400) Guo 郭琦 | Rep 1 | 2014-01 | 2015-06 |
| Rongjun Guo 郭榮君 | Rep 1 | 2013-05 | 2018-08 |
| Jiguang Han 韓繼光 | Rep 1 | 2022-12 | 2024-06 |
| Wai He Huang 黃煒賀 | Rep 1 | 2011-01 | 2012-01 |
| Hoi An Hui 許海晏 | Rep 1 | 2007-01 | 2012-05 |
| Keung Hui 許強 | Rep 1 | 2022-09 | 2024-07 |
| Henry Kwok Fung Hung 洪國峰 | Rep 1 | 2007-07 | 2009-05 |
| Tat Sang Iu 余達生 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2024-08 |
| Ka Chun Kong 江嘉進 | Rep 1 | 2007-05 | 2012-08 |
| Yu Hang Kung 龔宇亨 | Rep 1 | 2023-05 | 2024-09 |
| Ching Pang Kwok 郭程鵬 | Rep 1 | 2016-11 | 2017-01 |
| Ka Lai Kwok 郭家禮 | Rep 1 | 2008-02 | 2011-10 |
| Siu Ying Kwok 郭小英 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2020-06 |
| Chi Wai (SFC:AZX861) Lai 賴志偉 | Rep 1 | 2012-08 | 2018-10 |
| Chun Wa Lai 黎俊華 | Rep 1 | 2008-11 | 2010-08 |
| Kwok Yin Lai 黎國賢 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2015-04 |
| Wo Shan Lam 林和山 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2024-08 |
| Wai Tung Lau 劉偉東 | Rep 1 | 2022-08 | 2023-08 |
| Yim Fong Lau 劉艷芳 | Rep 1 | 2007-06 | 2024-02 |
| Hok Swie Lee 李學瑞 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2015-03 |
| Kwok Lung Lee 李國龍 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2006-02 |
| Noel Yan Yan Lee 李恩恩 | Rep 1 | 2013-07 | 2014-01 |
| Yin King (SFC:AGO934) Lee 李賢景 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2024-07 |
| Lai Sha Leung 梁麗沙 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2022-05 |
| Lok Sui Leung 梁樂緒 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2024-06 |
| Calvin Wing Chung Li 李穎聰 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2024-05 |
| Jian (SFC:BFU979) Li 李健 | Rep 1 | 2020-09 | 2024-04 |
| Xudong Li 李旭東 | Rep 1 | 2014-10 | 2016-12 |
| Ying Kit Li 李英傑 | Rep 1 | 2015-04 | 2015-06 |
| Yue (SFC:BSJ682) Liang 梁悦 | Rep 1 | 2022-07 | 2024-06 |
| Nan (SFC:BTD455) Lin 林楠 | Rep 1 | 2022-12 | 2024-06 |
| Zhe Lin 林哲 | Rep 1 | 2021-12 | 2023-07 |
| Fei (SFC:BPI035) Liu 劉菲 | Rep 1 | 2020-01 | 2021-05 |
| Pik Kuen Liu 廖碧娟 | Rep 1 | 2006-04 | 2025-01 |
| Qiaosong Liu 劉喬松 | Rep 1 | 2014-07 | 2019-04 |
| Xiaoxin Liu 劉曉鑫 | Rep 1 | 2015-08 | 2016-12 |
| Ka Lai Ma 馬嘉麗 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2025-01 |
| Kwai Yee Ng 吳桂儀 | Rep 1 | 2015-04 | 2023-05 |
| Susanna Wai Ning See-To 司徒慧玲 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2024-06 |
| King Ping Shau 仇景平 | Rep 1 | 2022-03 | 2022-09 |
| Tianxiao Song 宋天晓 | Rep 1 | 2014-06 | 2015-12 |
| Tin Chee Sze 施天賜 | Rep 1 | 2006-02 | 2024-06 |
| Wai Wang Sze 史偉宏 | Rep 1 | 2009-05 | 2014-09 |
| Cally Ching Man Tang 鄧靜文 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Ho Chung Tang 鄧浩驄 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-07 |
Showing 1–100 of 134
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 · 1661 staff · 1 shared activity type · 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 · 1398 staff · 1 shared activity type · 中信里昂證券有限公司
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 · 544 staff · 1 shared activity type · 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 · 465 staff · 1 shared activity type · 花旗環球金融亞洲有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 1 shared activity type · 光大證券投資服務（香港）有限公司