Yu (SFC:BKU806) Wang
汪郁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:BKU806) Wang (汪郁), a licensed Representative with CE reference BKU806. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-16 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-16 | present |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-23 | 2023-03-02 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-28 | 2022-12-23 |