Man Ting (SFC:AQN540) Chau
周文婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Ting (SFC:AQN540) Chau (周文婷), a licensed former licensee with CE reference AQN540. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HS Securities Limited 和升證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-31 | 2019-11-26 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-15 | 2019-01-08 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-18 | 2018-05-15 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-27 | 2009-06-11 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-28 | 2009-06-11 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-25 | 2008-04-18 |
| Shenyin Wanguo Online Broker (H.K.) Limited 申銀萬國網上證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-25 | 2008-04-18 |