SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SinoPac Securities (Asia) Limited (永豐金證券(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference ACD026. Current licensed staff on file: 0 (total recorded over time: 396). Earliest licence on file: 2012-04-23.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2017-02-12 |
| Type 2 — Dealing in futures contracts | 2012-04-23 | 2017-02-12 |
| Type 4 — Advising on securities | present | 2017-02-12 |
| Type 5 — Advising on futures contracts | 2013-05-16 | 2017-02-12 |
| Type 6 — Advising on corporate finance | present | 2016-10-31 |
| Type 9 — Asset management | present | 2017-02-12 |
Licensed staff (all-time) (396)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hon Ming Chan 陳漢明 | RO 1, 4, 6, 9 Rep 1, 4, 9 | Pre-2003 | 2007-07 |
| Twice Sui Lung Chan 陳瑞龍 | RO 1, 4, 6 Rep 1, 4, 6 | 2012-08 | 2014-02 |
| Shih-Chi Chen 陳奭奇 | RO 9 Rep 9 | 2010-04 | 2011-04 |
| Wei-Yuan Chiang 江偉源 | RO 1 Rep 1 | 2008-04 | 2009-01 |
| Kwok Yan Chiu 趙國恩 | RO 1 Rep 1 | 2004-12 | 2006-02 |
| Joanna Lai Wa Chu 朱麗華 | RO 1, 4 Rep 1 | 2004-09 | 2009-10 |
| David Kwong Lam Hang 幸廣林 | RO 1, 2, 4, 5 Rep 1, 2, 4, 5 | 2015-09 | 2017-02 |
| Tzu-Chuan Ho 何賜川 | RO 1 Rep 1 | 2006-10 | 2017-02 |
| Ying Chih Ho 何英志 | RO 1, 9 Rep 1 | 2004-03 | 2007-04 |
| Ru Mei Hsu 許如玫 | RO 9 | 2004-10 | 2010-11 |
| Chun Yi Huang 黃君藝 | RO 1, 4, 9 Rep 1, 4, 9 | 2009-05 | 2017-02 |
| Jen-Liang Huang 黃仁亮 | RO 1, 4 Rep 1, 2, 4 | 2010-08 | 2016-08 |
| Yong (SFC:ADF729) Huang 黃咏 | RO 4 Rep 4 | 2005-05 | 2012-05 |
| Pik Yung Hui 許碧容 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2005-08 |
| Iris Mei Ha Hung 孔美霞 | RO 6 Rep 6 | 2004-11 | 2006-07 |
| Wai Man Kwan 關惠文 | RO 1, 4, 6, 9 | Pre-2003 | 2004-02 |
| Raymond Kwok 郭理民 | RO 1 Rep 1 | 2005-08 | 2008-03 |
| Chi Kan Lam 林志勤 | RO 6 Rep 1, 6 | 2013-03 | 2016-01 |
| Frank Pun Yuen Lam 林本源 | RO 1, 4, 6 Rep 6 | 2004-12 | 2007-03 |
| Gilbert Shen Hriung Lam 林聖鴻 | RO 1, 4, 9 | 2004-01 | 2005-11 |
| Ngai Fung Lam 林羿鋒 | RO 1, 9 Rep 1, 9 | 2011-10 | 2016-09 |
| Yuk Sheung Lau 劉毓湘 | RO 1, 4 Rep 1, 4, 6, 9 | Pre-2003 | 2006-04 |
| Shing Wai (SFC:ACZ462) Leung 梁成偉 | RO 1 Rep 1, 2 | 2016-07 | 2017-02 |
| Sylvia Sau Fan Leung 梁秀芬 | RO 6 Rep 1, 4, 6 | 2011-04 | 2014-09 |
| Sing Yeung Li 李聲揚 | RO 4 Rep 1, 4 | 2016-08 | 2017-02 |
| Ling-Yu Lian 連玲玉 | RO 9 Rep 1, 4 | 2007-03 | 2012-04 |
| Hao-Fan Lin 林浩凡 | RO 9 Rep 9 | 2007-04 | 2008-02 |
| Kim Keung Ling 凌劍強 | RO 1, 2 | 2016-08 | 2017-02 |
| Hang Yu Liu 劉承紘 | RO 6 Rep 6 | 2010-10 | 2015-08 |
| Shih-Chi Liu 劉世祺 | RO 1 Rep 1 | 2005-04 | 2008-03 |
| Pao-Chi Lo 羅寳冀 | RO 1 Rep 1, 2, 9 | 2007-08 | 2017-02 |
| Paul Ho Ming Lui 呂浩明 | RO 1, 4, 6 | Pre-2003 | 2010-12 |
| Jen der Shen 沈振德 | RO 1, 6 Rep 1, 6 | 2005-05 | 2015-12 |
| Kin Fan So 蘇健勳 | RO 1, 2, 4, 5 Rep 1 | 2009-08 | 2015-08 |
| Raymond So 蘇利民 | RO 6 Rep 6 | 2003-08 | 2004-08 |
| Ling Song 宋玲 | RO 1, 2 Rep 1, 2 | 2010-06 | 2017-02 |
| Wei-Chia Su 蘇威嘉 | RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 9 | 2009-04 | 2017-02 |
| Chi Ching Tai 戴吉慶 | RO 1, 2, 9 Rep 1, 2 | 2011-08 | 2017-02 |
| Chien-Chih Tsai 蔡建志 | RO 1, 2, 4, 5 Rep 1 | 2010-06 | 2017-02 |
| Keith Hei Ho Tsang 曾希豪 | RO 6 Rep 1, 6 | Pre-2003 | 2009-01 |
| Kin Hung Tsang 曾建雄 | RO 4, 6, 9 Rep 6 | Pre-2003 | 2012-06 |
| Kwong Fai Tsang 曾光輝 | RO 1, 6 Rep 1, 4, 6, 9 | Pre-2003 | 2012-06 |
| Tony Yee Hin Tse 謝宇軒 | RO 1, 6 Rep 1, 6 | 2012-12 | 2014-06 |
| Kin Wing Tsui 崔健榮 | RO 1, 4, 6 Rep 4, 6 | 2004-12 | 2007-02 |
| Ka Hung Wan 温家雄 | RO 6 Rep 6 | 2004-08 | 2007-01 |
| Ching Wang 王京 | RO 4 | 2003-08 | 2003-11 |
| Heng Hui Wang 汪恆惠 | RO 4, 5, 9 Rep 1, 2, 9 | 2009-09 | 2014-07 |
| Pang-Chi Wang 王邦祺 | RO 1, 9 Rep 1, 4, 6, 9 | Pre-2003 | 2007-08 |
| Christopher Wing Yun Wong 黃永恩 | RO 1 Rep 1, 2 | 2016-09 | 2017-02 |
| Judy Ming Kuen Wong 黃明娟 | RO 1, 2, 4, 5 Rep 1, 4, 6 | 2005-11 | 2013-09 |
| Kevin Wah Foo Yu 余華富 | RO 1, 2, 4, 5 Rep 1, 2, 4, 5, 9 | 2016-01 | 2017-02 |
| Tat Sang Au 區達生 | Rep 1, 2, 4, 9 | 2011-10 | 2017-02 |
| Steven A Bernstein | Rep 9 | 2012-12 | 2013-10 |
| David James Blennerhassett | Rep 4, 6, 9 | Pre-2003 | 2006-01 |
| Lingjie Cao 曹泠洁 | Rep 1, 2 | 2014-07 | 2017-02 |
| Wen Qing Cao 曹文清 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-03 |
| Jean-Marc Beaugrand Champagne 向君浩 | Rep 1 | 2004-10 | 2006-04 |
| Andrew Sheung Yan Chan 陳上仁 | Rep 1, 2, 4, 9 | 2010-06 | 2015-03 |
| Darwin Cheuk Yin Chan 陳焯賢 | Rep 1, 2 | 2015-12 | 2017-02 |
| Eddie Kwok Ching Chan 陳國靖 | Rep 1 | 2008-03 | 2017-02 |
| Hay Lap Chan 陳希立 | Rep 1 | 2003-06 | 2005-03 |
| Hsiu-Ya Chan 詹琇雅 | Rep 1 | 2005-03 | 2005-08 |
| Ka Hung (SFC:ABH274) Chan 陳家雄 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-03 |
| Ka Wang Karen Chan 陳嘉詠 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-03 |
| Kin Ho (SFC:BGS827) Chan 陳建豪 | Rep 1 | 2015-12 | 2017-02 |
| Kin Ting Chan 陳建廷 | Rep 1, 6 | 2007-10 | 2007-12 |
| Sui Wai Chan 陳瑞威 | Rep 1, 2 | 2011-02 | 2014-08 |
| Terry Chin Lung Chan 陳展龍 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-03 |
| Vivien Yi Chan 陳怡 | Rep 4 | 2008-07 | 2012-07 |
| Wai Sing Chan 陳偉星 | Rep 1, 2 | 2012-06 | 2014-04 |
| Yim Yim Chan 陳艷艷 | Rep 1 | 2003-11 | 2003-12 |
| Hui-Ting Chang 張惠婷 | Rep 1, 6 | 2006-11 | 2008-03 |
| Te-Chung Chang 張德中 | Rep 1, 4, 6, 9 | Pre-2003 | 2007-05 |
| Wei-Chun Chang 張維君 | Rep 1, 4 | 2009-09 | 2013-02 |
| Yi-Chien Chang 張宜茜 | Rep 1 | 2005-05 | 2010-09 |
| Wen-Yu Chao 趙文瑜 | Rep 1 | 2004-08 | 2007-08 |
| Man Ting (SFC:AQN540) Chau 周文婷 | Rep 1 | 2008-04 | 2009-06 |
| Samiel Chung Yin Chau 周中彥 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-03 |
| Chen (SFC:AXV330) Chen 陳臣 | Rep 4 | 2011-08 | 2011-10 |
| Chi Kit Chen 陳志傑 | Rep 1 | 2009-06 | 2011-07 |
| Chia-Hui (SFC:ASU227) Chen 陳佳慧 | Rep 1, 4 | 2011-04 | 2013-02 |
| Chia-Jen Chen 陳佳真 | Rep 1 | 2013-03 | 2013-06 |
| Chih-Kuo Chen 陳治國 | Rep 1 | 2004-06 | 2005-08 |
| Chun-Wei Chen 陳俊瑋 | Rep 1 | 2006-05 | 2007-07 |
| Hsin Yi (SFC:AQX105) Chen 陳欣怡 | Rep 1 | 2010-09 | 2012-08 |
| Jennifer Chen 陳亞婷 | Rep 1, 4 | 2015-10 | 2017-02 |
| Li Chi Chen 陳麗琪 | Rep 1 | 2008-01 | 2017-02 |
| Ling-Ching Chen 陳鈴晴 | Rep 1 | 2005-08 | 2008-03 |
| Pei Shan Chen 陳佩珊 | Rep 1 | 2008-02 | 2010-07 |
| Shih-Che Chen 陳詩哲 | Rep 1 | 2007-06 | 2017-02 |
| Siyang (SFC:BFX649) Chen 陳思揚 | Rep 1 | 2015-07 | 2017-02 |
| Wei-Chieh Chen 陳偉傑 | Rep 6 | 2007-02 | 2010-07 |
| Ya Lan Chen 陳雅蘭 | Rep 1 | 2007-11 | 2011-02 |
| Yi-Yin Chen 陳怡吟 | Rep 1, 6 | 2011-03 | 2012-06 |
| Jui Hsi Cheng | Rep 9 | 2008-01 | 2008-01 |
| Kwok Sum Cheng 鄭國森 | Rep 1, 2 | 2011-08 | 2015-04 |
| Pak To (SFC:APA030) Cheng 鄭柏滔 | Rep 1 | 2015-12 | 2017-02 |
| Rung Jin Cheng 鄭榮進 | Rep 1 | 2005-09 | 2008-12 |
| Siu Fung Cheng 鄭兆豐 | Rep 1, 2 | 2015-08 | 2017-02 |
| Yu Man Cheng 鄭宇汶 | Rep 6 | 2008-02 | 2009-10 |
Showing 1–100 of 396