Sylvia Sau Fan Leung

梁秀芬
CE No. ACE865 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sylvia Sau Fan Leung (梁秀芬), a licensed Responsible Officer with CE reference ACE865. Currently licensed at 1 firm(s): Asian Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 36.

Licence history

FirmRoleRegulated activityFromTo
Asian Capital Limited
卓亞融資有限公司
RO Type 6 — Advising on corporate finance 2026-03-18 present
Asian Capital Limited
卓亞融資有限公司
Rep Type 6 — Advising on corporate finance 2025-12-05 2026-03-18
Donvex Capital Limited
富域資本有限公司
RO Type 6 — Advising on corporate finance 2023-03-02 2025-11-27
Donvex Capital Limited
富域資本有限公司
Rep Type 6 — Advising on corporate finance 2022-12-08 2023-03-02
Shang International Finance Limited
尚融國際金融有限公司
RO Type 1 — Dealing in securities 2020-06-29 2022-11-29
Shang International Finance Limited
尚融國際金融有限公司
RO Type 4 — Advising on securities 2020-06-29 2022-11-29
Shang International Finance Limited
尚融國際金融有限公司
Rep Type 4 — Advising on securities 2020-04-09 2020-06-29
Shang International Finance Limited
尚融國際金融有限公司
Rep Type 1 — Dealing in securities 2020-01-09 2020-06-29
Shang International Finance Limited
尚融國際金融有限公司
RO Type 6 — Advising on corporate finance 2020-01-09 2022-11-29
Celestial Capital Limited
時富融資有限公司
Rep Type 1 — Dealing in securities 2017-08-08 2019-11-30
Celestial Capital Limited
時富融資有限公司
RO Type 6 — Advising on corporate finance 2017-08-08 2019-11-30
VC Capital Limited
滙盈融資有限公司
RO Type 6 — Advising on corporate finance 2014-10-16 2017-07-09
VC Brokerage Limited
滙盈證券有限公司
Rep Type 1 — Dealing in securities 2014-09-17 2017-07-09
VC Brokerage Limited
滙盈證券有限公司
Rep Type 4 — Advising on securities 2014-09-17 2017-07-09
VC Capital Limited
滙盈融資有限公司
Rep Type 6 — Advising on corporate finance 2014-09-17 2014-10-16
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
RO Type 6 — Advising on corporate finance 2012-12-17 2014-09-09
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 1 — Dealing in securities 2012-10-25 2014-09-09
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 4 — Advising on securities 2012-10-25 2014-09-09
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 6 — Advising on corporate finance 2012-10-25 2012-12-17
RaffAello Capital Limited RO Type 6 — Advising on corporate finance 2012-07-05 2012-10-05
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
RO Type 6 — Advising on corporate finance 2011-04-12 2012-06-27
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 1 — Dealing in securities 2011-04-06 2012-06-27
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 4 — Advising on securities 2011-04-06 2012-06-27
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 6 — Advising on corporate finance 2011-04-06 2011-04-12
VC Capital Limited
滙盈融資有限公司
RO Type 6 — Advising on corporate finance 2010-07-08 2011-04-06
VC Brokerage Limited
滙盈證券有限公司
Rep Type 1 — Dealing in securities 2010-06-23 2011-04-06
VC Brokerage Limited
滙盈證券有限公司
Rep Type 4 — Advising on securities 2010-06-23 2011-04-06
VC Capital Limited
滙盈融資有限公司
Rep Type 6 — Advising on corporate finance 2010-06-23 2010-07-08
Shang International Finance Limited
尚融國際金融有限公司
Rep Type 9 — Asset management 2007-05-21 2007-12-10
Shang International Finance Limited
尚融國際金融有限公司
RO Type 1 — Dealing in securities 2005-08-23 2010-05-11
Shang International Finance Limited
尚融國際金融有限公司
RO Type 4 — Advising on securities 2005-08-23 2010-05-11
Shang International Finance Limited
尚融國際金融有限公司
RO Type 6 — Advising on corporate finance 2005-08-23 2010-05-11
Shang International Finance Limited
尚融國際金融有限公司
Rep Type 1 — Dealing in securities present 2005-08-23
Shang International Finance Limited
尚融國際金融有限公司
Rep Type 4 — Advising on securities present 2005-08-23
Shang International Finance Limited
尚融國際金融有限公司
Rep Type 6 — Advising on corporate finance present 2005-08-23
Shang International Finance Limited
尚融國際金融有限公司
Rep Type 9 — Asset management present 2004-09-22

Related