Shang International Finance Limited
尚融國際金融有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shang International Finance Limited (尚融國際金融有限公司), a Hong Kong-based licensed corporation with CE reference AAJ067. Current licensed staff on file: 0 (total recorded over time: 92).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2024-01-26 |
| Type 4 — Advising on securities | present | 2024-01-26 |
| Type 6 — Advising on corporate finance | present | 2024-01-26 |
| Type 9 — Asset management | present | 2014-01-27 |
Licensed staff (all-time) (92)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ka Yee Chan 陳家怡 | RO 1, 4, 6 Rep 1, 4, 6, 9 | Pre-2003 | 2011-12 |
| Jamie Tei Sing Cheung 莊棣盛 | RO 1, 4, 6, 9 Rep 1, 4, 6, 9 | Pre-2003 | 2013-07 |
| David Ching 秦思良 | RO 1, 4, 6 Rep 1, 4, 6 | 2007-12 | 2014-04 |
| Kenneth Wai Hung Chow 鄒偉雄 | RO 6 Rep 1, 4, 6 | 2006-05 | 2014-04 |
| Yuk Chun Chow 周昱俊 | RO 1, 4 | 2018-07 | 2023-02 |
| Cecilia Sau Man Fong 方秀雯 | RO 1, 4, 6 Rep 1, 4, 6 | 2006-05 | 2016-12 |
| Min Soo Kim | RO 1, 4 | 2018-01 | 2019-04 |
| Chuen Fai Leung 梁泉輝 | RO 1, 4, 6 Rep 1, 4, 6 | 2003-12 | 2014-04 |
| Jenny Lim Ng Leung 梁念吾 | RO 6 | 2010-04 | 2014-06 |
| Mei Han Leung 梁美嫻 | RO 1, 4, 6, 9 Rep 1 | Pre-2003 | 2007-05 |
| Sammy Chi Chiu Leung 梁志超 | RO 6 | 2008-09 | 2017-07 |
| Sylvia Sau Fan Leung 梁秀芬 | RO 1, 4, 6 Rep 1, 4, 6, 9 | Pre-2003 | 2022-11 |
| Anthony Sze-Long Li 李思朗 | RO 1, 4, 6 Rep 1, 4, 6 | 2010-07 | 2016-12 |
| Beatrice Chung Mei Lung 龍松媚 | RO 1, 4, 6 Rep 1, 4, 6, 9 | Pre-2003 | 2007-06 |
| Tak Wing Lung 龍德榮 | RO 1, 4 | 2018-01 | 2018-07 |
| Charles Ming Wah Ng 吳明華 | RO 6 | 2007-11 | 2014-04 |
| Martin Nevil Sabine | RO 1, 4, 6, 9 Rep 1 | Pre-2003 | 2016-05 |
| Kenneth Kar Kin Sit 薛家鍵 | RO 1, 4, 6 | 2019-01 | 2019-12 |
| Sze Ka Tam 譚思嘉 | RO 6 Rep 1, 4, 6 | 2007-06 | 2014-04 |
| Shan Tian 田珊 | RO 6 | 2018-01 | 2019-01 |
| Yat Lung Tsang 曾逸龍 | RO 6 Rep 1, 6 | 2019-03 | 2019-10 |
| Alvin Chun Ming Tsui 徐浚銘 | RO 6 Rep 1, 6 | 2019-01 | 2019-12 |
| Henry Hin Yat Yau 丘衍逸 | RO 6 | 2018-01 | 2022-11 |
| Michael Geoffrey William Adams | Rep 1, 4, 6 | 2010-11 | 2017-02 |
| Wai Hung Chan 陳偉雄 | Rep 1, 4, 6 | 2004-10 | 2007-05 |
| Yin Lam (SFC:ANM835) Chan 陳彥霖 | Rep 1, 4, 6 | 2006-06 | 2009-12 |
| Fai Chau 周暉 | Rep 6 | 2010-06 | 2014-04 |
| Yu Ting Chau 周于婷 | Rep 6 | 2012-06 | 2013-05 |
| Koon Yung Clifford Cheng 鄭冠勇 | Rep 1, 4, 6 | 2010-04 | 2014-04 |
| Yat Wai Cheng 鄭逸威 | Rep 1, 4, 6 | 2005-05 | 2014-06 |
| Yu Man Cheng 鄭宇汶 | Rep 1, 4, 6 | 2009-10 | 2010-06 |
| Andrew On Kit Cheung 張安杰 | Rep 1, 4, 6 | 2010-04 | 2014-06 |
| Chuk Hei Cheung 張倬僖 | Rep 1, 4, 6 | 2008-05 | 2010-03 |
| Tan Yee Choi 蔡丹義 | Rep 1, 4, 6 | 2010-01 | 2014-04 |
| Stephanie Chung Yan Chow 周頌恩 | Rep 1, 4, 6 | 2007-10 | 2014-04 |
| King Cheung Chung 鍾敬祥 | Rep 1, 4, 6 | 2007-09 | 2010-11 |
| Alejandro Roger Eiranova | Rep 1, 4, 6 | 2014-10 | 2016-03 |
| Ching Yee Fan 范靜怡 | Rep 1, 4, 6 | 2009-11 | 2010-05 |
| Xinxin Guo 過欣欣 | Rep 1, 4, 6 | 2014-12 | 2016-08 |
| Jakob Fabian Hesse | Rep 1, 4, 6 | 2011-09 | 2014-04 |
| Susanna Shuk Yi Ho 何淑儀 | Rep 1, 4, 6 | 2005-07 | 2007-08 |
| Jingyuan Huang 黃婧媛 | Rep 1, 4, 6 | 2014-09 | 2016-12 |
| Ka Ka Hui 許嘉嘉 | Rep 1, 6 | 2018-07 | 2019-01 |
| Chi Kai Kam 甘智楷 | Rep 1, 6 | 2019-02 | 2019-07 |
| Ching Yuen Ko 高禎遠 | Rep 1, 4, 6 | 2010-06 | 2011-05 |
| Vanessa Shuk Yee Kwok 郭淑儀 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-06 |
| Gaston Sung Him Lam 林崇謙 | Rep 1, 4, 6, 9 | 2003-10 | 2005-06 |
| Justin King Yin Lam 林敬賢 | Rep 1, 4, 6 | 2007-10 | 2007-11 |
| Denise Ying Wai Law 羅瑩慧 | Rep 1, 4, 6 | 2007-05 | 2010-04 |
| Dominic Hoi Tung Leung 梁凱東 | Rep 1, 4, 6 | 2013-12 | 2014-04 |
| Hitomi Hei Tung Leung 梁希瞳 | Rep 1, 6 | 2018-05 | 2018-12 |
| Ho Ming Danny Leung 梁浩銘 | Rep 1, 4, 6 | 2010-09 | 2014-04 |
| Ka Wai (SFC:AUN113) Leung 梁嘉慧 | Rep 1, 4, 6 | 2010-01 | 2010-10 |
| Chun Fung Li 李震鋒 | Rep 1, 4, 6 | 2007-04 | 2007-08 |
| Liwen Li 李立雯 | Rep 1, 4, 6 | 2012-07 | 2014-07 |
| Geoffrey Chun Fai Lo 羅俊輝 | Rep 1, 4, 6 | 2007-10 | 2011-02 |
| Wing Sze Winsy Lo 盧泳詩 | Rep 1, 6 | 2018-07 | 2019-07 |
| Yeuk Kai Lo 盧若佳 | Rep 1, 4, 6 | 2012-01 | 2012-07 |
| Ka Fai Lok 駱嘉暉 | Rep 1, 6 | 2018-03 | 2018-04 |
| Pui Yi Lok 駱貝怡 | Rep 1, 4, 6 | 2013-11 | 2014-01 |
| Shing Hin Wilbert Lum 林承軒 | Rep 1, 6 | 2018-10 | 2020-01 |
| Chi Kin (SFC:AFZ772) Mak 麥志堅 | Rep 1, 4, 6 | 2004-02 | 2006-03 |
| Phoebe Suet Yee Mui 梅雪儀 | Rep 4, 6, 9 | Pre-2003 | 2003-06 |
| Florence Man Shan Ng 吳旻珊 | Rep 6 | 2013-05 | 2014-04 |
| Ka Po (SFC:AGK780) Ng 吳家保 | Rep 1, 4, 6, 9 | Pre-2003 | 2007-05 |
| Siu Hong (SFC:BCK507) Ng 吳肇康 | Rep 1, 4, 6 | 2014-05 | 2016-06 |
| Siu Hon Alexander Ngan 顏肇翰 | Rep 1, 4, 6 | 2013-08 | 2014-04 |
| Ben Shum 沈斌 | Rep 1, 4, 6 | 2010-11 | 2012-04 |
| David Slavich 趙大偉 | Rep 1, 4, 6 | 2014-12 | 2015-11 |
| Chi Lung Tam 譚志龍 | Rep 1, 4, 6 | 2007-09 | 2010-06 |
| Ka Ian Tam 譚嘉欣 | Rep 1, 4, 6 | 2011-07 | 2014-04 |
| David Ye Hin Tan 陳毅衡 | Rep 1, 4, 6, 9 | Pre-2003 | 2007-04 |
| William Hing Chi Tang 鄧慶志 | Rep 4, 6 | 2003-11 | 2004-05 |
| Jenifer Man Chong To 杜文莊 | Rep 6 | 2006-08 | 2007-03 |
| Jiazhen Tong 童佳禎 | Rep 1, 4, 6 | 2014-05 | 2015-04 |
| Thomas Cheuk Man Tsang 曾卓敏 | Rep 1, 4, 6 | 2013-06 | 2014-06 |
| Qiong Wang 王瓊 | Rep 1, 6 | 2018-01 | 2018-11 |
| Yawei (SFC:APZ628) Wang 王雅薇 | Rep 1, 4, 6 | 2007-11 | 2009-09 |
| Yangkun Wei 魏揚坤 | Rep 1, 4, 6 | 2016-09 | 2016-12 |
| C-Tsun Wong 王思峻 | Rep 1, 4, 6 | 2007-10 | 2014-04 |
| Hoi Yui Justin Wong 黃愷睿 | Rep 1, 4, 6 | 2014-07 | 2016-07 |
| Hon Ting Wong 王寒汀 | Rep 1, 4, 6 | 2011-06 | 2011-09 |
| Kam Fei Wong 黃金暉 | Rep 1, 4, 6 | 2009-09 | 2013-05 |
| Marco Lan Wong 黃瀾 | Rep 1, 4, 6 | 2006-06 | 2009-10 |
| Melinda Man Ming Wong 黃敏明 | Rep 1, 4, 6 | 2004-09 | 2007-05 |
| Letty Lap Yee Wu 胡立怡 | Rep 1, 4, 6 | 2006-07 | 2007-09 |
| Shuo Ting Wu 吳碩庭 | Rep 1, 4, 6 | 2008-08 | 2013-05 |
| Wilson Leo Wu 胡瑋文 | Rep 1, 4, 6 | 2007-04 | 2007-05 |
| Lydia Sum Ming Yeung 楊心明 | Rep 9 | 2008-07 | 2013-07 |
| Tsun Yin Yeung 楊俊賢 | Rep 6 | 2007-02 | 2009-10 |
| Quan Zhang 張全 | Rep 1, 4, 6 | 2014-11 | 2017-01 |
| Si Zuo 左思 | Rep 1, 4, 6 | 2018-03 | 2019-12 |
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