Yat Wai Cheng
鄭逸威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Wai Cheng (鄭逸威), a licensed former licensee with CE reference AKU878. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Somerley Capital Limited 新百利融資有限公司 |
RO | Type 1 — Dealing in securities | 2014-04-30 | 2025-12-01 |
| Somerley Capital Limited 新百利融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-04-30 | 2025-12-01 |
| Somerley Capital Limited 新百利融資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-04 | 2014-04-30 |
| Somerley Capital Limited 新百利融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-11-04 | 2014-04-30 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-14 | 2014-06-03 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-14 | 2014-06-03 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-05-03 | 2014-06-03 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-06-14 | 2005-04-18 |