Yeuk Kai Lo
盧若佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yeuk Kai Lo (盧若佳), a licensed former licensee with CE reference AXT603. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-16 | 2012-07-09 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2012-01-16 | 2012-07-09 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-01-16 | 2012-07-09 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-03 | 2011-12-31 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-03 | 2011-12-31 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-03 | 2011-12-31 |