Min Soo Kim

CE No. AEP532 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Min Soo Kim (), a licensed former licensee with CE reference AEP532. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Shang International Finance Limited
尚融國際金融有限公司
RO Type 1 — Dealing in securities 2018-01-12 2019-04-01
Shang International Finance Limited
尚融國際金融有限公司
RO Type 4 — Advising on securities 2018-01-12 2019-04-01
Oracle Capital Limited
安理高有限公司
RO Type 4 — Advising on securities 2016-06-03 2017-12-21
Oracle Capital Limited
安理高有限公司
RO Type 9 — Asset management 2016-06-03 2017-12-21
SPARX Asia Investment Advisors Limited RO Type 4 — Advising on securities 2009-06-05 2015-03-19
SPARX Asia Investment Advisors Limited RO Type 9 — Asset management 2009-06-05 2015-03-19
SPARX Asia Investment Advisors Limited Rep Type 4 — Advising on securities 2006-02-01 2009-06-05
SPARX Asia Investment Advisors Limited Rep Type 9 — Asset management 2006-02-01 2009-06-05

Related