SPARX Asia Investment Advisors Limited

CE No. AIO087 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SPARX Asia Investment Advisors Limited, a Hong Kong-based licensed corporation with CE reference AIO087. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 6 (total recorded over time: 60). Earliest licence on file: 2004-04-20.

More firms doing Advising on securities →More firms doing Asset management →

Registered address

Suite 1706, 17/F, Central Plaza, 18 Harbour Road, Wanchai

Licence history

Activity	From	To
Type 4 — Advising on securities	2004-04-20	present
Type 9 — Asset management	2006-01-05	present

Licensed staff (all-time) (60)
Active on date

4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Fumihito Akiyama	RO 4, 9	2019-08	2023-04
Kanwaljit Singh Bahra	RO 4, 9	2007-09	2011-12
Martin Brennan	RO 4, 9	2004-04	2011-07
Darryl Mark Flint	RO 4, 9 Rep 4, 9	2004-04	2011-10
Poh Chung Fong 方寶畯	RO 4, 9 Rep 4, 9	2007-09	Present
Yusuke Fukumoto	RO 4, 9	2023-08	Present
David Yu Wai Fung 馮裕偉	RO 4, 9 Rep 4, 9	2006-09	2014-05
Byung Hak Kim	RO 4, 9 Rep 4, 9	2011-05	2024-01
Min Soo Kim	RO 4, 9 Rep 4, 9	2006-02	2015-03
Geoffrey Chang Wei King 金昌尉	RO 4, 9 Rep 4, 9	2006-12	2010-07
Matthew Yukio Kubo	RO 4, 9	2012-02	2014-06
Raymond (SFC:AUT715) Kwok	RO 4, 9	2014-06	2014-12
Shun Hong Liu 廖舜康	RO 4, 9 Rep 4, 9	2006-07	2011-07
Farhat Abbas Malik	RO 4, 9	2004-04	2010-06
Tytus Michalski	RO 4, 9 Rep 4, 9	2004-05	2010-11
Thomas Edmund Wyville Naughton	RO 4, 9 Rep 4, 9	2004-04	2009-10
Tat Hong Alan Ng 伍達康	RO 4, 9	2012-04	Present
Takeshi Suzuki 鈴木剛	RO 4, 9	2014-09	Present
Hiroshi (SFC:BIS732) Taguchi	RO 4, 9	2017-07	2019-08
Masaki Taniguchi 谷口正樹	RO 4, 9	2011-07	2012-03
Philip Andrew Tye	RO 4, 9	2004-04	2007-02
Anoopkumar Sadh Villait	RO 4, 9 Rep 4, 9	2009-07	2011-07
Richard Shih Hau Yang 楊世浩	RO 4, 9 Rep 4, 9	2006-12	2010-01
Ka Hay Yip 葉家曦	RO 4, 9 Rep 4, 9	2004-11	2007-09
Thomas Lloyd Allen	Rep 4, 9	2004-09	2009-05
Siu Wing Chan 陳紹榮	Rep 4, 9	2014-08	2017-01
Kwok Fai Chau 周國輝	Rep 4, 9	2006-09	2014-08
Chun Yu (SFC:BAD900) Chow 周振宇	Rep 4, 9	2016-08	Present
Thomas Andrew Doud	Rep 4, 9	2005-03	2011-10
Trevor Stephen Easterbrook	Rep 4, 9	2005-06	2009-03
Weiwei Fan 范維維	Rep 4, 9	2007-06	2012-07
William Chi Wai Fong 方志偉	Rep 4, 9	2004-06	2007-04
Hamilton Reid Frasier	Rep 4, 9	2013-07	2014-11
Yau Hing Hui 許有慶	Rep 4, 9	2008-07	2011-08
Chin Pang Peter Hung 洪展鵬	Rep 4, 9	2020-10	2026-01
Horace Yiu Keung Hung 熊耀強	Rep 4, 9	2006-06	2011-07
Stephen Tukqun Jue 居德鈞	Rep 4, 9	2010-10	2014-01
Yik Ki Kwok 郭奕琪	Rep 4, 9	2007-08	2012-06
Yik Man Lai 賴亦敏	Rep 4, 9	2017-10	2020-01
Byoung Nam Lee 李秉南	Rep 4, 9	2011-06	2012-11
Chun Ho (SFC:BDH280) Lee 李俊顥	Rep 4, 9	2017-02	2023-04
Jong Hak Lee	Rep 4, 9	2013-04	2022-05
Jia (SFC:AYN600) Lou 婁佳	Rep 4, 9	2011-12	2013-09
Torquil Magnus MacLeod	Rep 4, 9	2006-11	2011-10
Richard William McDade	Rep 4, 9	2011-03	2011-10
Pravin Mepani	Rep 4, 9	2005-05	2012-02
Wookjin Oh 吳旭鎮	Rep 4, 9	2015-02	2016-08
Paul Rodney Parsons	Rep 4, 9	2006-11	2009-03
Jason William Petras	Rep 4, 9	2007-02	2008-03
Thomas Graham Pidgeon	Rep 4, 9	2006-11	2009-03
Kunal Saha	Rep 4, 9	2007-06	2011-10
Paul Kin Ming Shiu 邵建銘	Rep 4, 9	2007-04	2011-02
Yow Jen Shu 許祐禎	Rep 4, 9	2014-01	2014-05
Philip Alexander Stoddart	Rep 4, 9	2023-01	2025-11
Samir Victor Tabar	Rep 4, 9	2007-08	2008-02
Masakazu Takeda 武田政和	Rep 4, 9	2011-12	Present
Nelson Yu Ming Tang 湯毓銘	Rep 4, 9	2005-03	2007-01
Arun Purushotam Vaswani	Rep 4	2005-08	2011-10
Xinchen Wang 王鑫晨	Rep 4, 9	2013-12	2016-08
Raymond Tin Wai Wong 黃田卉	Rep 4	2006-07	2010-07