Ka Hay Yip
葉家曦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Hay Yip (葉家曦), a licensed Responsible Officer with CE reference ALG208. Currently licensed at 1 firm(s): Bright Stream Capital Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Stream Capital Management Limited 晴川資本管理有限公司 |
RO | Type 9 — Asset management | 2012-10-18 | present |
| Violet Hill Partners Limited | Rep | Type 9 — Asset management | 2012-01-26 | 2012-09-12 |
| Point72 Hong Kong Limited | RO | Type 9 — Asset management | 2008-01-16 | 2009-01-23 |
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2007-12-21 | 2008-01-16 |
| SPARX Asia Investment Advisors Limited | RO | Type 4 — Advising on securities | 2007-03-19 | 2007-09-21 |
| SPARX Asia Investment Advisors Limited | RO | Type 9 — Asset management | 2007-03-19 | 2007-09-21 |
| SPARX Asia Investment Advisors Limited | Rep | Type 9 — Asset management | 2006-01-05 | 2007-03-19 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 — Advising on securities | 2004-11-18 | 2007-03-19 |