Horace Yiu Keung Hung
熊耀強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Horace Yiu Keung Hung (熊耀強), a licensed former licensee with CE reference ANJ138. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MizMaa Ventures Limited |
Rep | Type 1 — Dealing in securities | 2016-06-06 | 2020-10-15 |
| MizMaa Ventures Limited |
Rep | Type 4 — Advising on securities | 2016-06-06 | 2020-10-15 |
| MizMaa Ventures Limited |
Rep | Type 9 — Asset management | 2015-01-15 | 2020-10-15 |
| Serica Partners Limited 博望資本有限公司 |
Rep | Type 9 — Asset management | 2014-10-14 | 2015-01-15 |
| Legal & General Investment Management Asia Limited | Rep | Type 1 — Dealing in securities | 2013-07-23 | 2014-10-06 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-18 | 2013-04-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-18 | 2011-11-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-18 | 2011-11-01 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 — Advising on securities | 2006-06-14 | 2011-07-21 |
| SPARX Asia Investment Advisors Limited | Rep | Type 9 — Asset management | 2006-06-14 | 2011-07-21 |