Raymond (SFC:AUT715) Kwok

CE No. AUT715 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond (SFC:AUT715) Kwok (), a licensed former licensee with CE reference AUT715. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
SPARX Asia Investment Advisors Limited RO Type 4 — Advising on securities 2014-06-18 2014-12-31
SPARX Asia Investment Advisors Limited RO Type 9 — Asset management 2014-06-18 2014-12-31

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