David Yu Wai Fung
馮裕偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Yu Wai Fung (馮裕偉), a licensed Responsible Officer with CE reference ADY240. Currently licensed at 1 firm(s): Nexus Investment Advisors Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nexus Investment Advisors Limited 裕豐資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-07-23 | present |
| Nexus Investment Advisors Limited 裕豐資產管理有限公司 |
RO | Type 9 — Asset management | 2014-05-02 | present |
| Nexus Investment Advisors Limited 裕豐資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-21 | 2022-01-04 |
| SPARX Asia Investment Advisors Limited | RO | Type 4 — Advising on securities | 2012-01-11 | 2014-05-02 |
| SPARX Asia Investment Advisors Limited | RO | Type 9 — Asset management | 2012-01-11 | 2014-05-02 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 — Advising on securities | 2006-09-11 | 2012-01-11 |
| SPARX Asia Investment Advisors Limited | Rep | Type 9 — Asset management | 2006-09-11 | 2012-01-11 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-15 | 2006-07-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-08-15 | 2006-07-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-05-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-22 |