Philip Andrew Tye
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Andrew Tye ( ), a licensed former licensee with CE reference AIR629. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 4 — Advising on securities | 2015-04-08 | 2015-11-02 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 9 — Asset management | 2015-04-08 | 2015-11-02 |
| Double Haven Capital (Hong Kong) Limited | RO | Type 9 — Asset management | 2007-04-20 | 2012-10-17 |
| Double Haven Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-03-30 | 2007-04-20 |
| SPARX Asia Investment Advisors Limited | RO | Type 9 — Asset management | 2006-01-05 | 2007-02-05 |
| SPARX Asia Investment Advisors Limited | RO | Type 4 — Advising on securities | 2004-04-20 | 2007-02-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-22 |