Softech Investment Management Company Limited

軟庫亞科網投資管理有限公司
CE No. AFT391 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Softech Investment Management Company Limited (軟庫亞科網投資管理有限公司), a Hong Kong-based licensed corporation with CE reference AFT391. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 4 (total recorded over time: 19).

Registered address

Room 7, Smart-Space FinTech, Unit 405-414, Level 4, Core E, Cyberport 3, No. 100 Cyberport Road, Cyberport

Licence history

ActivityFromTo
Type 4 — Advising on securities present present
Type 9 — Asset management present present

Licensed staff (all-time) (19)
Active on date

Name Activities First licensed To
Allan Kai Lun Chan 陳啟綸 RO 4, 9 2024-05 2024-08
Gary Kar Yin Chan 陳嘉彥 RO 4, 9 Rep 4, 9 2017-07 2018-02
Johnny Kok Chung Chan 陳覺忠 RO 4, 9 Pre-2003 Present
Jessica Pui Han Jook 祝佩嫻 RO 9 Rep 9 2004-04 2011-09
Ilyas Tariq Khan RO 4, 9 2004-05 2011-01
Cheuk Hang Lau 劉卓衡 RO 4, 9 2015-09 2016-12
Shu Fan (SFC:ADT668) Lee 李樹勛 RO 4, 9 2015-02 2017-07
Ulric Yuk Lun Leung 梁玉麟 RO 4, 9 2011-01 2013-10
Robert John Richard Owen RO 4, 9 2013-07 Present
Lucy Jane Sutro RO 4, 9 2018-05 2020-03
Shigenori Takahashi 高橋繁典 RO 4, 9 Rep 4, 9 2020-05 Present
Nelson Yu Ming Tang 湯毓銘 RO 4, 9 2011-05 2013-11
Philip Andrew Tye RO 4, 9 2015-04 2015-11
Yi Chen Wu 吳乙辰 RO 4, 9 Rep 4, 9 2019-11 Present
Bernard Shui Sang Yu 余瑞生 RO 4, 9 2016-10 2017-01
Jose Roy Hernandez Borromeo Rep 4, 9 Pre-2003 2004-03
Hoi Kwong Hon 韓海光 Rep 4, 9 2019-12 2020-09
Wai Lam (SFC:BPW813) Law 羅偉林 Rep 4, 9 2020-08 2022-08
Kenyon Kam Lun Lee 李錦麟 Rep 9 2004-04 2004-09
Showing 1–19 of 19

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