Johnny Kok Chung Chan
陳覺忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnny Kok Chung Chan (陳覺忠), a licensed Responsible Officer with CE reference ADH521. Currently licensed at 1 firm(s): Softech Investment Management Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 4 — Advising on securities | 2020-03-04 | present |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 9 — Asset management | 2020-03-04 | present |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-14 | 2019-10-21 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 9 — Asset management | 2019-06-14 | 2019-11-19 |
| Mason Global Capital Limited 茂宸環球資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-10-03 | 2019-10-21 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 — Advising on securities | 2016-11-28 | 2019-10-21 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-11-28 | 2018-06-22 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 — Asset management | 2016-11-28 | 2019-10-21 |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-04-30 | 2016-01-28 |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-03-06 | 2013-11-15 |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 4 — Advising on securities | 2013-03-06 | 2013-11-15 |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 9 — Asset management | 2013-03-06 | 2013-11-15 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-07-29 | 2012-09-28 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 9 — Asset management | 2004-07-29 | 2015-02-18 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
RO | Type 9 — Asset management | 2004-07-29 | 2012-09-28 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-06-02 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 4 — Advising on securities | present | 2015-02-18 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 4 — Advising on securities | present | 2016-01-28 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2012-07-01 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2012-07-01 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-07-07 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 9 — Asset management | present | 2004-07-07 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 9 — Asset management | present | 2016-01-28 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
RO | Type 9 — Asset management | present | 2005-06-02 |