Mason Investment Management Limited

茂宸投資管理有限公司
CE No. AHG512 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mason Investment Management Limited (茂宸投資管理有限公司), a Hong Kong-based licensed corporation with CE reference AHG512. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 70). Earliest licence on file: 2019-03-22.

Registered address

Unit 2101, 21/F, Office Tower, Convention Plaza, No. 1 Harbour Road, Wan Chai

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2019-03-22 present
Type 4 — Advising on securities present present
Type 9 — Asset management present present

Licensed staff (all-time) (70)
Active on date

Name Activities First licensed To
Kam Kay Au-Yeung 歐陽錦基 RO 4, 9 Rep 4, 9 2010-07 2013-04
Carman Wing Yan Chan 陳詠欣 RO 4, 9 Rep 4, 9 2011-10 2015-01
Chi Hang Chan 陳志恆 RO 4, 9 Rep 4 2013-06 2014-12
Chi Wo Chan 陳志和 RO 1, 4 2021-11 2021-11
Ching Kit Chan 陳正傑 RO 4, 9 2016-08 2016-09
Debby Wan Ying Chan 陳韻盈 RO 9 Rep 1, 4, 9 2018-09 2019-10
Frankie Kwun Siu Chan 陳冠兆 RO 1, 4, 9 Rep 1, 4, 9 2022-01 2025-02
Johnny Kok Chung Chan 陳覺忠 RO 4, 9 Rep 1 2016-11 2019-10
Kit Wai Chan 陳傑偉 RO 1, 4 2020-03 2021-03
Shek Wah Chan 陳錫華 RO 4, 9 Pre-2003 2010-03
Yan Wing Chang 張潤榮 RO 4, 9 2010-01 2010-02
Kwok Yan Cheung 張國仁 RO 1, 4 2022-03 2025-04
Man Kuk Cheung 張文谷 RO 1, 4, 9 Rep 4, 9 2018-02 2019-11
Ka Yee Chong 莊嘉誼 RO 9 2020-04 2020-07
Ronny Wai Man Chow 周偉民 RO 1, 4, 9 2021-10 Present
Kenneth King Chi Fan 范敬智 RO 4, 9 2015-02 2017-01
Ka Lai Koo 古嘉麗 RO 4, 9 2012-05 2015-01
Kwai Chun Lai 黎桂珍 RO 1 2019-07 2020-02
Chung Hei Lau 劉仲熙 RO 1, 4, 9 2025-12 Present
Yuen Tsun Lee 李遠浚 RO 1, 4 Rep 1, 4, 9 2023-05 2023-10
Chi Chung (SFC:AJE370) Leung 梁志聰 RO 4 Rep 4 2015-03 2015-12
Chi Ming Leung 梁志明 RO 4, 9 2016-12 2018-07
Chun Keung (SFC:AFG667) Leung 梁振強 RO 4, 9 Rep 4, 9 2018-07 2019-11
Kwok Ming Leung 梁國明 RO 1, 4, 9 2026-03 Present
John Sian-Zu Lin 林相如 RO 4, 9 2016-12 2019-11
Chi Hang (SFC:AYW027) Lui 呂志恒 RO 1, 4, 9 Rep 4, 9 2017-09 2020-04
Kelvin Pak Tao Ng 吳栢濤 RO 1 Rep 1, 4, 9 2021-01 2021-09
Nichols Shuen Wai Pang 彭宣衞 RO 4, 9 Pre-2003 2006-07
Samson Rattiwat 范頌才 RO 4, 9 Pre-2003 2004-03
Wai Hong So 蘇偉康 RO 1, 4, 9 2025-03 2025-12
Shigenori Takahashi 高橋繁典 RO 4, 9 2019-09 2019-12
Dao Shen Tan 陳道燊 RO 4, 9 2015-06 2016-04
Andrew Hei Ming Tong 唐熹明 RO 1, 4, 9 Rep 4, 9 2018-01 2019-10
Heddy Tsang 曾愷悌 RO 1, 4 Rep 4, 9 2018-07 2019-08
Chan Wing Wong 王燦榮 RO 4, 9 2014-12 2016-02
Foelan Wong 黃富仁 RO 4, 9 2007-06 2012-07
Tsz San Wong 黃子燊 RO 1, 4, 9 2022-05 2023-05
Yui Ho Wong 王銳豪 RO 1, 4, 9 Rep 4 2021-03 2023-02
Joseph Wai Tso Yap 葉偉祖 RO 4, 9 2008-09 2010-05
Shu Fan Yeung 楊樹勳 RO 4, 9 Rep 4, 9 2016-11 2017-11
Kwong Yuen (SFC:BGN069) Chan 陳廣源 Rep 1, 4, 9 2018-05 2019-10
Man Yu Cheung 張文裕 Rep 1, 4, 9 2021-02 2021-05
Ian Chi Ho Chu 朱智豪 Rep 9 2009-04 2010-01
Charles Hui Chun Chui 崔栩焌 Rep 1, 4, 9 2019-03 2019-11
Wing Yan Fu 符詠因 Rep 1, 4, 9 2021-07 2022-06
Xiaohui Geng 耿曉暉 Rep 1, 4, 9 2021-04 2024-03
Yang (SFC:BMS606) Guo 郭阳 Rep 4, 9 2018-04 2019-06
Ho Lok Hui 許可樂 Rep 1, 4, 9 2019-09 2019-11
Quincy Kwong Hei Hui 許廣熙 Rep 4, 9 2010-10 2012-09
Kin Wing Mitchell Lam 林健榮 Rep 1, 4, 9 2018-05 2019-10
Ka Ho Lee 李家豪 Rep 1, 4, 9 2018-09 2019-11
Jansen Chi Kit Leung 梁志傑 Rep 9 2015-04 2016-06
Shek Tin Leung 梁碩天 Rep 1, 4, 9 2021-04 2021-06
Rong Liang 梁蓉 Rep 1, 4, 9 2019-03 2019-12
Ying Liang 梁莹 Rep 4, 9 2018-06 2020-02
Lawrence Kai Lo 盧騏 Rep 4, 9 2018-03 2018-05
Doris Sock Meng Ng Rep 1, 4, 9 2019-04 2019-12
Tsz Huen Ng 吳梓烜 Rep 1, 4, 9 2018-11 2019-10
An Peng 彭安 Rep 1, 4 2019-06 2020-11
Jia Peng 彭佳 Rep 4, 9 2013-12 2016-06
Yong Qiao 喬雍 Rep 1, 4, 9 2019-02 2020-04
Patricia Yuen Fai Tai 戴婉暉 Rep 1, 4, 9 2018-11 2019-09
Yi Tong 佟毅 Rep 1, 4, 9 2023-08 2024-03
Bruce Shing Hong Tsoi 蔡承康 Rep 1 2019-06 2020-05
Hoi Ki Wong 黃海祺 Rep 1, 4, 9 2021-05 2021-07
Jian (SFC:ATV900) Xiao 蕭建 Rep 4, 9 2017-11 2018-11
Geng Yang 楊賡 Rep 4, 9 2018-03 2019-03
Tao (SFC:BRG194) Yang 楊濤 Rep 1, 4, 9 2021-06 2023-01
Na Yi 伊娜 Rep 1, 4, 9 2018-04 2020-03
Zhenyi (SFC:BPJ947) Zhang 張振義 Rep 1, 4, 9 2021-07 2024-10
Showing 1–70 of 70

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 3 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 3 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 3 shared activity types · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 3 shared activity types · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 3 shared activity types · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 3 shared activity types · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 325 staff · 3 shared activity types · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 269 staff · 3 shared activity types · 瑞穗證券亞洲有限公司

Related