Na Yi
伊娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Na Yi (伊娜), a licensed former licensee with CE reference BBK313. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-31 | 2024-06-07 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-31 | 2024-06-07 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 — Asset management | 2023-05-31 | 2024-06-07 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-22 | 2023-05-02 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-22 | 2023-05-02 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-10-22 | 2023-05-02 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-25 | 2020-03-27 |
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-03 | 2019-04-08 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-03 | 2020-03-27 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-03 | 2020-03-27 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-22 | 2020-03-27 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-22 | 2020-03-27 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 — Asset management | 2017-08-21 | 2020-03-27 |
| DL Family Office (HK) Limited 德林家族辦公室（香港）有限公司 |
Rep | Type 9 — Asset management | 2016-01-18 | 2017-02-23 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-08 | 2014-08-01 |