Ronny Wai Man Chow
周偉民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronny Wai Man Chow (周偉民), a licensed Responsible Officer with CE reference ARW735. Currently licensed at 3 firm(s): Harris Fraser (International) Limited, Mason Securities Limited, Mason Investment Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 30.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-03-24 | present |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-03-24 | present |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 9 — Asset management | 2022-03-24 | present |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-13 | present |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-04 | present |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 — Advising on securities | 2021-10-04 | present |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 — Advising on securities | 2021-10-04 | present |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 — Asset management | 2021-10-04 | present |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 9 — Asset management | 2021-10-04 | present |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-04 | 2021-12-13 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-10-04 | 2025-05-09 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2021-10-04 | 2025-05-09 |
| Citrus Securities Limited 鉅誠證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-05-26 | 2021-08-05 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-18 | 2018-07-18 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-07-18 | 2018-07-18 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-18 | 2018-07-18 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-17 | 2020-04-29 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-07-17 | 2020-04-29 |
| Linkways Investment Management Limited 嶺利投資管理有限公司 |
RO | Type 4 — Advising on securities | 2018-07-17 | 2020-04-29 |
| Linkways Asset Management Limited 嶺利資產管理有限公司 |
RO | Type 9 — Asset management | 2018-07-17 | 2020-04-29 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-01-28 | 2018-07-13 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 4 — Advising on securities | 2014-01-28 | 2018-07-13 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-08-08 | 2018-07-13 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-02-01 | 2013-08-08 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-28 | 2014-01-28 |
| United Simsen Forex Dealers Limited 天行聯合滙業有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2012-12-28 | 2015-07-08 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
RO | Type 9 — Asset management | 2012-12-28 | 2018-07-13 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-07-06 | 2011-11-10 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-10 | 2011-11-10 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-10 | 2011-11-10 |