Southwest Securities (HK) Brokerage Limited
西證(香港)證券經紀有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Southwest Securities (HK) Brokerage Limited (西證(香港)證券經紀有限公司), a Hong Kong-based licensed corporation with CE reference ACB501. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 1 (total recorded over time: 503). Earliest licence on file: 2010-02-23.
Registered address
Room 1608, 16/F, No. 26 Harbour Road, China Resources Building, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | 2010-02-23 | present |
| Type 4 — Advising on securities | present | 2004-08-30 |
| Type 6 — Advising on corporate finance | present | 2004-08-30 |
| Type 9 — Asset management | present | 2004-08-30 |
Licensed staff (all-time) (503)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Tsz Bun Au Yeung 歐陽子斌 | RO 1 Rep 1 | 2007-09 | 2025-04 |
| Kwok Kei Chan 陳國基 | RO 1 Rep 1 | 2008-06 | 2022-08 |
| Lee Yeung Chan 陳利揚 | RO 1, 4, 6, 9 | Pre-2003 | 2016-04 |
| Wei Kwun Chan 陳維鈞 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2020-08 |
| Kwai Shing Chow 鄒貴成 | RO 1 Rep 1 | 2012-09 | 2014-10 |
| Lap Yan Chu 朱立仁 | RO 1 Rep 1 | 2007-09 | 2020-11 |
| Man Nga Chui 崔雯雅 | RO 4 Rep 1, 4 | 2009-05 | 2016-05 |
| Sze Yu Fung 馮時裕 | RO 1, 4 Rep 1, 4 | 2007-06 | 2022-12 |
| Changsheng Huang 黃昌盛 | RO 1, 4 | 2025-04 | 2026-02 |
| Wai Ting Kung 龔偉廷 | RO 1, 4 Rep 1, 4 | 2016-07 | 2019-03 |
| Yat Sing Kwok 郭日昇 | RO 4 Rep 4 | 2016-08 | 2025-02 |
| Choi Wan Lam 林彩雲 | RO 1 Rep 1, 4 | 2020-03 | 2022-07 |
| Elaine Yim Ling Lau 劉艷玲 | RO 1, 4 Rep 1, 4 | 2007-03 | 2022-09 |
| Pak Sun Lau 劉栢燊 | RO 1 Rep 1, 4 | 2020-03 | 2022-10 |
| Hao (SFC:ATN174) Liang 梁昊 | RO 1 Rep 1 | 2016-05 | 2022-07 |
| Peng Lin 林芃 | RO 1, 4 Rep 1 | 2011-11 | 2017-04 |
| Sam Wan Wai Lok 駱穩威 | RO 1 Rep 1, 4 | 2011-06 | 2011-12 |
| Jieling Long 龍杰靈 | RO 4 | 2022-02 | 2023-11 |
| Wing Fai Ng 吳永輝 | RO 1, 4 Rep 1, 4 | 2017-07 | 2020-02 |
| Yiu Chuen Nip 聶耀泉 | RO 1, 4 Rep 1 | 2008-05 | 2021-01 |
| Lik Pao 鮑力 | RO 1, 4 Rep 1, 4, 6, 9 | Pre-2003 | 2016-03 |
| Mung Yu Poon 潘夢如 | RO 1 | 2010-10 | 2011-08 |
| Tit Shan Pun 潘鐵珊 | RO 1 | Pre-2003 | 2008-01 |
| Anthony Chuen Wah Sun 孫村華 | RO 1 Rep 1 | 2015-03 | 2016-03 |
| Yui Chit Jeffrey Tam 譚睿哲 | RO 1 Rep 1, 4 | 2022-09 | 2023-01 |
| Johnson Shing Tong 唐誠 | RO 1, 4 Rep 1, 4 | 2006-10 | Present |
| Kwok On Tse 謝國安 | RO 1 Rep 1 | 2017-05 | 2020-03 |
| Chi Ling Wong 黃志凌 | RO 1, 4 | 2025-07 | 2025-10 |
| Ivis Long Sau Wong 黃朗修 | RO 1 Rep 1 | 2009-07 | 2011-01 |
| Tao Zhao 趙濤 | RO 1 Rep 1 | 2016-05 | 2017-05 |
| Hon Kwong Au 區漢光 | Rep 1 | 2011-05 | 2012-12 |
| Kin Tak Au 區建德 | Rep 1 | 2006-10 | 2009-01 |
| Kwok Leung Au 歐國良 | Rep 1 | 2013-05 | 2013-06 |
| Shui Leung Au 區瑞良 | Rep 1 | 2010-11 | 2012-04 |
| Tat Wing Au Yeung 歐陽達榮 | Rep 1 | 2009-11 | 2010-02 |
| Hang Wai Bob 卜鏗瑋 | Rep 1 | 2017-03 | 2017-08 |
| Hong Wah Chak 翟康華 | Rep 1 | 2007-04 | 2008-04 |
| Nga Yin Cham 湛雅妍 | Rep 1 | 2006-05 | 2014-09 |
| Carolina Lai Ping Chan 陳麗萍 | Rep 1 | 2013-10 | 2014-06 |
| Cheung Kin Chan 陳章健 | Rep 1 | 2011-03 | 2011-09 |
| Chi Hang (SFC:AMI009) Chan 陳智恆 | Rep 1 | 2005-08 | 2005-09 |
| Chi Keung (SFC:ATL552) Chan 陳志強 | Rep 1, 4 | 2009-07 | 2017-08 |
| Chi Shing (SFC:ABE696) Chan 陳志成 | Rep 1 | 2006-09 | 2006-12 |
| Chun Wai (SFC:ARA842) Chan 陳俊威 | Rep 1 | 2008-05 | 2009-02 |
| Fung Chu Chan 陳鳳珠 | Rep 1 | 2007-07 | 2010-01 |
| Gee Tsung Chan 陳知晉 | Rep 1 | 2005-07 | 2005-08 |
| Ho Kit Chan 陳豪傑 | Rep 1 | 2012-08 | 2013-05 |
| Howard Ho Wai Chan 陳浩維 | Rep 1 | 2020-03 | 2020-05 |
| Ka Kei Chan 陳家驥 | Rep 1 | 2009-05 | 2010-10 |
| Ka Pui Chan 陳嘉珮 | Rep 1, 4, 6, 9 | Pre-2003 | 2009-01 |
| Kai Yin (SFC:AQI900) Chan 陳啟然 | Rep 1 | 2008-01 | 2008-07 |
| Kam Chi Chan 陳錦賜 | Rep 1 | 2009-01 | 2009-12 |
| Kin On (SFC:BEU981) Chan 陳建安 | Rep 1 | 2015-02 | 2015-12 |
| Kit Fei Chan 陳杰飛 | Rep 1 | 2007-02 | 2007-09 |
| Kit Yee Chan 陳潔儀 | Rep 1 | 2013-04 | 2014-07 |
| Kong Yu Chan 陳江瑜 | Rep 1 | 2011-03 | 2011-10 |
| Kwan Lok (SFC:BBG422) Chan 陳君諾 | Rep 1 | 2013-05 | 2014-12 |
| Kwok Wah (SFC:ANQ479) Chan 陳國華 | Rep 1 | 2006-07 | 2014-07 |
| Lai Yin Chan 陳麗賢 | Rep 1 | 2003-10 | 2009-04 |
| Lap Chung Chan 陳立中 | Rep 1 | 2010-11 | 2011-04 |
| Leo Sun Wing Chan 陳新榮 | Rep 1 | 2008-07 | 2008-09 |
| Man Wing (SFC:AXJ787) Chan 陳敏榮 | Rep 1 | 2011-06 | 2013-11 |
| Michelle Ching Wan Chan 陳靜蘊 | Rep 1 | 2012-06 | 2012-12 |
| Miu Ling Chan 陳妙玲 | Rep 1 | 2007-12 | 2008-08 |
| Parkson Kong Chung Chan 陳綱頌 | Rep 1 | 2007-09 | 2008-11 |
| Percy Pak Hin Chan 陳柏軒 | Rep 1 | 2006-10 | 2007-02 |
| Pui Chi (SFC:ADX371) Chan 陳沛慈 | Rep 1 | 2007-09 | 2009-04 |
| Stanley Siu Kay Chan 陳紹基 | Rep 1 | 2008-06 | 2022-05 |
| Tat Wai Chan 陳達威 | Rep 1, 4, 6, 9 | Pre-2003 | 2008-12 |
| Wai Hon (SFC:BIL860) Chan 陳偉漢 | Rep 1 | 2017-07 | 2020-08 |
| Wai Keung (SFC:AVR364) Chan 陳偉強 | Rep 1 | 2010-08 | 2014-12 |
| Wai Kit (SFC:AUB414) Chan 陳偉杰 | Rep 1 | 2009-11 | 2010-03 |
| Wai Yin Christopher Chan 陳偉賢 | Rep 1, 4 | 2015-03 | 2015-05 |
| Wing Yin (SFC:AJG655) Chan 陳永賢 | Rep 1 | 2005-03 | 2005-07 |
| Yat Yuen (SFC:AMF310) Chan 陳逸源 | Rep 1 | 2005-07 | 2005-08 |
| Yau Shing Chan 陳宥盛 | Rep 1 | 2009-04 | 2009-06 |
| Yu Ming Chan 陳汝銘 | Rep 1, 4 | 2009-05 | 2021-12 |
| Pui Lee Chau 鄒佩莉 | Rep 1 | 2007-11 | 2008-01 |
| Cheng (SFC:BCI996) Chen 陳誠 | Rep 1 | 2016-06 | 2017-03 |
| Weiwen Chen 陳溦雯 | Rep 1 | 2015-03 | 2015-09 |
| Yikai Chen 陳伊鍇 | Rep 1 | 2010-12 | 2011-11 |
| Yu Sheng Chen 陳宇晟 | Rep 1 | 2011-08 | 2011-12 |
| Zhenhong Chen 陳禎泓 | Rep 1 | 2021-09 | 2022-05 |
| Cheuk Fung Clinton Cheng 鄭卓鋒 | Rep 1 | 2010-09 | 2011-03 |
| Chi Ho (SFC:BAP518) Cheng 鄭志豪 | Rep 1 | 2012-12 | 2013-12 |
| Chor Ki Cheng 鄭礎祺 | Rep 1 | 2003-06 | 2014-08 |
| Eva Kar Wah Cheng 鄭家驊 | Rep 1 | 2008-04 | 2008-10 |
| Hon Wing Cheng 鄭漢榮 | Rep 1 | 2008-02 | 2008-03 |
| Ka Leung Cheng 鄭嘉亮 | Rep 1 | 2012-11 | 2018-03 |
| Kwo Yeh Cheng 鄭戈野 | Rep 1 | 2004-01 | 2007-11 |
| Pak Lun Cheng 鄭柏綸 | Rep 1 | 2007-08 | 2007-08 |
| Richard Man Kuen Cheng 鄭民權 | Rep 1 | 2008-11 | 2008-11 |
| Shing Cheng 鄭勝 | Rep 1 | 2011-03 | 2011-03 |
| Tze Bun Cheng 鄭梓斌 | Rep 1 | 2012-03 | 2012-07 |
| Yau Shing Cheng 鄭有成 | Rep 1 | 2010-01 | 2010-11 |
| Yik Cheng 鄭翊 | Rep 1 | 2006-11 | 2007-09 |
| Chun Wing Cheung 張晉榮 | Rep 1 | 2003-12 | 2004-03 |
| Erica Man Sze Cheung 張文詩 | Rep 1 | 2005-03 | 2008-08 |
| Felix Cheuk Leung Cheung 張焯樑 | Rep 1 | 2004-03 | 2004-04 |
| Ka Lam Cheung 張嘉琳 | Rep 1 | 2007-08 | 2008-02 |
Showing 1–100 of 503
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