Kwok Kei Chan
陳國基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Kei Chan (陳國基), a licensed Responsible Officer with CE reference ARG539. Currently licensed at 1 firm(s): Well Link International Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Well Link International Securities Limited 立橋國際證券有限公司 |
RO | Type 4 — Advising on securities | 2024-03-11 | present |
| Well Link International Securities Limited 立橋國際證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2024-03-11 | present |
| Well Link International Securities Limited 立橋國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-02-02 | present |
| Well Link International Securities Limited 立橋國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-02-02 | present |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-12-11 | 2024-02-02 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-12-11 | 2024-02-02 |
| Well Link Securities Limited 立橋證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-03 | 2023-11-23 |
| Well Link Securities Limited 立橋證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-10-03 | 2023-11-23 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-27 | 2022-08-02 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-09-27 | 2022-08-02 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-27 | 2019-09-27 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-06-27 | 2019-09-27 |