Southwest Securities (HK) Futures Limited

西證(香港)期貨有限公司

CE No. AAZ149 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Southwest Securities (HK) Futures Limited (西證(香港)期貨有限公司), a Hong Kong-based licensed corporation with CE reference AAZ149. Currently licensed for regulated activity type(s) 2 — Dealing in futures contracts. Current licensed staff on file: 1 (total recorded over time: 471).

More firms doing Dealing in futures contracts →

Registered address

Room 1608, 16/F, No. 26 Harbour Road, China Resources Building, Wan Chai

Licence history

Activity	From	To
Type 2 — Dealing in futures contracts	present	present
Type 5 — Advising on futures contracts	present	2003-08-06
Type 9 — Asset management	present	2003-08-06

Licensed staff (all-time) (471)
Active on date

2 Dealing in futures contracts 5 Advising on futures contracts 9 Asset management

RO only

Name	Activities	First licensed	To
Tsz Bun Au Yeung 歐陽子斌	RO 2 Rep 2, 5, 9	Pre-2003	2025-04
Kwok Kei Chan 陳國基	RO 2 Rep 2	2008-06	2022-08
Lee Yeung Chan 陳利揚	RO 2 Rep 2, 5, 9	Pre-2003	2016-04
Wei Kwun Chan 陳維鈞	RO 2 Rep 2, 5, 9	Pre-2003	2020-08
Lap Yan Chu 朱立仁	RO 2 Rep 2, 5, 9	Pre-2003	2020-11
Sze Yu Fung 馮時裕	RO 2 Rep 2	2007-06	2022-12
Elaine Yim Ling Lau 劉艷玲	RO 2 Rep 2, 5, 9	Pre-2003	2022-09
Hung Kwong Lee 李鴻光	RO 2 Rep 2, 5, 9	Pre-2003	2008-06
Peng Lin 林芃	RO 2 Rep 2	2012-01	2017-04
Yiu Chuen Nip 聶耀泉	RO 2 Rep 2	2008-05	2021-01
Tit Shan Pun 潘鐵珊	RO 2	Pre-2003	2008-01
Sai Man Ting 丁世民	RO 2, 5, 9	Pre-2003	2011-01
Johnson Shing Tong 唐誠	RO 2 Rep 2	2006-10	Present
Man Fan Yip 葉民勳	RO 2, 5, 9	Pre-2003	2008-08
Kin Tak Au 區建德	Rep 2	2006-09	2009-01
Shui Leung Au 區瑞良	Rep 2	2011-11	2012-04
Kin Nam Au Yeung 歐陽健男	Rep 2	2005-11	2005-12
Hong Wah Chak 翟康華	Rep 2	2007-06	2008-04
Nga Yin Cham 湛雅妍	Rep 2	2005-08	2014-09
Ben Ka Cheuk Chan 陳家卓	Rep 2, 5, 9	Pre-2003	2007-08
Carolina Lai Ping Chan 陳麗萍	Rep 2	2013-10	2014-06
Chee Kit Chan 陳子傑	Rep 2	2005-08	2006-01
Chi Fung (SFC:AKI244) Chan 陳智峰	Rep 2	2004-04	2004-05
Chi Hang (SFC:AMI009) Chan 陳智恆	Rep 2	2005-08	2005-09
Chi Keung (SFC:ATL552) Chan 陳志強	Rep 2	2010-03	2017-08
Gee Tsung Chan 陳知晉	Rep 2	2005-07	2005-08
Hoi Sing (SFC:AIL124) Chan 陳凱昇	Rep 2, 5, 9	Pre-2003	2003-05
Howard Ho Wai Chan 陳浩維	Rep 2	2020-03	2020-05
Ka Kei Chan 陳家驥	Rep 2	2009-03	2010-10
Ka Pui Chan 陳嘉珮	Rep 2, 5, 9	Pre-2003	2009-01
Kai Yan Chan 陳啟仁	Rep 2, 5, 9	Pre-2003	2003-09
Keng Fai Chan 陳景輝	Rep 2	2005-07	2006-08
Kwok Hung (SFC:AMH565) Chan 陳國雄	Rep 2	2005-08	2006-05
Lai Yin Chan 陳麗賢	Rep 2, 5, 9	Pre-2003	2009-04
Man Fai (SFC:AJE077) Chan 陳文輝	Rep 2	2003-09	2003-12
Man Han Chan 陳敏嫺	Rep 2	2005-07	2006-06
Man Hang Chan 陳文肯	Rep 2	2005-08	2005-08
Michelle Ching Wan Chan 陳靜蘊	Rep 2	2012-06	2012-12
Miu Ling Chan 陳妙玲	Rep 2	2007-12	2008-08
Parkson Kong Chung Chan 陳綱頌	Rep 2	2003-10	2008-11
Percy Pak Hin Chan 陳柏軒	Rep 2	2006-12	2007-02
Sau Wai (SFC:ALW371) Chan 陳秀慧	Rep 2	2005-04	2005-04
Shuk Lei Chan 陳淑妮	Rep 2	2003-11	2004-09
Stanley Siu Kay Chan 陳紹基	Rep 2	2012-11	2022-05
Tat Wai Chan 陳達威	Rep 2	2003-10	2008-12
Wai (SFC:ALD510) Chan 陳偉	Rep 2	2004-08	2005-02
Wai Hong (SFC:AKY160) Chan 陳維康	Rep 2	2004-07	2005-02
Wai Kit (SFC:AUB414) Chan 陳偉杰	Rep 2	2010-01	2010-03
Wai Ying (SFC:ALN090) Chan 陳維瀅	Rep 2	2004-12	2004-12
Wing Ho (SFC:AMK261) Chan 陳永浩	Rep 2	2005-08	2006-07
Yat Yuen (SFC:AMF310) Chan 陳逸源	Rep 2	2005-07	2005-08
Yu Ming Chan 陳汝銘	Rep 2	2009-03	2021-12
Yuet Yee Chao 巢月兒	Rep 2	2008-07	2008-09
Sik Ki Chau 周錫祺	Rep 2, 5, 9	Pre-2003	2003-10
Rui (SFC:AJT928) Chen 陳睿	Rep 2	2004-04	2004-11
Yikai Chen 陳伊鍇	Rep 2	2010-12	2011-11
Cheuk Fung Clinton Cheng 鄭卓鋒	Rep 2	2010-09	2011-03
Chi Ho (SFC:BAP518) Cheng 鄭志豪	Rep 2	2012-12	2013-12
Hon Wing Cheng 鄭漢榮	Rep 2	2008-02	2008-03
Ka Chun (SFC:AJC130) Cheng 鄭嘉俊	Rep 2	2003-07	2003-10
Kwo Yeh Cheng 鄭戈野	Rep 2, 5, 9	Pre-2003	2007-11
Pak Lun Cheng 鄭柏綸	Rep 2	2007-08	2007-08
Shing Cheng 鄭勝	Rep 2	2011-03	2011-03
Siu Chung (SFC:ALI619) Cheng 鄭兆聰	Rep 2	2004-10	2005-04
Yau Shing Cheng 鄭有成	Rep 2	2009-11	2010-11
Yik Cheng 鄭翊	Rep 2	2006-08	2007-09
Chi Shing (SFC:ALW726) Cheung 張志成	Rep 2	2005-04	2005-06
Chun Wing Cheung 張晉榮	Rep 2, 5, 9	Pre-2003	2004-03
Erica Man Sze Cheung 張文詩	Rep 2	2005-03	2008-08
Henry Ka Wong Cheung 張家煌	Rep 2	2003-08	2004-09
Ka Lam Cheung 張嘉琳	Rep 2	2007-08	2008-02
Kevin Ka Ho Cheung 張家豪	Rep 2	2007-02	2007-07
Kin Yan Cheung 張健恩	Rep 2	2004-08	2004-09
King Fai (SFC:AUH631) Cheung 張景輝	Rep 2	2009-12	2013-11
Man Kit (SFC:ALC033) Cheung 張文傑	Rep 2	2004-08	2005-05
Nai Shun Cheung 張迺信	Rep 2, 5, 9	Pre-2003	2008-12
Paul Heung Ban Cheung 張雄斌	Rep 2, 5, 9	Pre-2003	2004-02
Siu Him Cheung 張紹謙	Rep 2	2006-04	2006-05
Tsz Chung Cheung 張子翀	Rep 2, 5, 9	Pre-2003	2003-06
Vancy Wai Ching Cheung 張慧菁	Rep 2, 5, 9	Pre-2003	2008-07
Yat Yam Cheung 張逸欽	Rep 2, 5, 9	Pre-2003	2005-02
Yiu Man Cheung 張耀文	Rep 2, 5, 9	Pre-2003	2003-10
Yuet Hing Cheung 張月卿	Rep 2	2013-08	2013-12
Sum Ho Chik 戚深豪	Rep 2	2005-04	2005-09
Wai Kwok Chim 詹偉國	Rep 2	2006-09	2010-12
Chi Kui Chin 錢智駒	Rep 2	2020-03	2020-05
Oswald Chun Pong Chiu 趙振邦	Rep 2, 5, 9	Pre-2003	2003-06
Si Yin Chiu 趙士賢	Rep 2	2003-04	2004-01
Yu Hin Chiu 趙宇軒	Rep 2	2004-11	2005-06
Ka Yan (SFC:AOB007) Cho 曹嘉欣	Rep 2	2006-10	2007-08
Kai Hang Choi 蔡佳鏗	Rep 2	2011-01	2013-09
Kam Yan Simon Choi 蔡錦因	Rep 2	2015-08	2016-12
Leung Tai Choi 蔡良泰	Rep 2	2003-09	2003-11
Pok Man Choi 蔡博汶	Rep 2	2013-06	2014-11
Sau Wai Choi 蔡秀慧	Rep 2, 5, 9	Pre-2003	2004-03
Sin Yi Choi 蔡倩儀	Rep 2	2008-04	2008-05
Sung Chun Choi 蔡崇真	Rep 2	2004-08	2004-08
Tat Shing Choi 蔡達成	Rep 2, 5, 9	Pre-2003	2003-10
Ching Chong 莊正	Rep 2	2017-09	2020-01
Kam Lung Chong 莊錦龍	Rep 2	2010-10	2011-05