Kam Yan Simon Choi
蔡錦因
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Yan Simon Choi (蔡錦因), a licensed former licensee with CE reference BFY151. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-11 | 2022-08-31 |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 4 — Advising on securities | 2022-02-11 | 2022-08-31 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-07 | 2022-02-11 |
| Supreme China Securities Limited 智華證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-22 | 2021-10-25 |
| Supreme China Securities Limited 智華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-04 | 2021-06-22 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-05 | 2016-12-19 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-08-05 | 2016-12-19 |