Orient Securities Limited

東方匯財證券有限公司

CE No. AFP038 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Orient Securities Limited (東方匯財證券有限公司), a Hong Kong-based licensed corporation with CE reference AFP038. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 12 (total recorded over time: 92). Earliest licence on file: 2019-04-12.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

Room 2204, 22/F, New World Tower 1, 16-18 Queen's Road Central, Central

Licence history

Activity	From	To
Type 1 — Dealing in securities	present	present
Type 4 — Advising on securities	present	present
Type 9 — Asset management	2019-04-12	present
Type 6 — Advising on corporate finance	present	2005-01-18
Type 7 — Providing automated trading services	present	2005-01-18
Type 9 — Asset management	present	2005-01-18

Licensed staff (all-time) (92)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 7 Providing automated trading services 9 Asset management

RO only

Name	Activities	First licensed	To
Kwong Hoi Au 區光海	RO 1, 4, 9	2022-07	Present
Angie Chan 陳安芝	RO 9	2019-04	2021-10
Lama Kit Sun Chang 張潔新	RO 1, 4, 6, 7, 9	Pre-2003	2004-09
Fung Kit Cheng 鄭豐傑	RO 1, 4	2016-06	2018-10
Shu Yuen Cheng 鄭樹源	RO 1, 4, 9 Rep 1, 4, 9	2022-06	2023-08
Wai Kuen Cheung 張偉權	RO 1, 4 Rep 1, 4	2005-06	Present
Kam Yan Simon Choi 蔡錦因	RO 1, 4 Rep 1	2022-01	2022-08
Rico Kai Tung Chow 周啟東	RO 1, 7	Pre-2003	2003-08
Sung Hei Chu 朱崇希	RO 1, 4 Rep 1	2009-08	2016-05
Paul Chin Hung Chung 鍾展鴻	RO 1, 4 Rep 1	2004-07	2014-10
May Mei Yan Fung 馮美欣	RO 1, 4 Rep 1	2004-09	2007-12
Ming Him Lai 黎銘謙	RO 1, 4, 9	2018-12	2021-12
Tak Wing Lau 劉德榮	RO 1, 4 Rep 1	2015-07	2021-10
Wai Man (SFC:AAE629) Lau 劉偉文	RO 1, 4 Rep 1	2008-06	Present
Cho Kwong Li 李早光	RO 1 Rep 1, 4, 6, 7, 9	Pre-2003	2005-03
Xi (SFC:BPK764) Lin 林曦	RO 9 Rep 1, 4	2024-04	Present
Shu Ming Shiu 蕭恕明	RO 1, 4, 9	2024-04	Present
Tin Yan Suen 孫天欣	RO 1, 4, 9	2023-01	2024-03
Wai Cheong (SFC:AAK153) Tam 譚偉昌	RO 1, 4 Rep 1	2007-03	2010-01
Yiu Yeung Tsang 曾耀洋	RO 1, 4	2023-04	2023-11
Ming Fun Tse 謝銘勳	RO 9	2019-04	2021-10
Cheong Hung Chan 陳昌雄	Rep 1	2006-01	2018-09
Chor Man Chan 陳楚民	Rep 1	2005-10	2006-03
Christy Cheuk Ki Chan 陳卓琦	Rep 1	2011-05	2011-08
Hing Wang Chan 陳卿弘	Rep 1	2014-03	2015-08
Kit Fei Chan 陳杰飛	Rep 1	2011-03	2012-09
Man Wai (SFC:BIX486) Chan 陳敏慧	Rep 1	2017-02	2019-05
Aley Chi Hung Chang 張志雄	Rep 1, 4, 9	2025-05	Present
Dik Fu Chau 周狄虎	Rep 1	2004-05	2004-08
Kai Yuk Chau 周佳玉	Rep 1, 4, 6, 7, 9	Pre-2003	2005-01
Roy Kam Ho Cheng 鄭鑑浩	Rep 1	2011-03	2011-04
Dickson Tak Shun Cheung 張德信	Rep 1, 4, 6, 7, 9	Pre-2003	2003-07
Siu Ling (SFC:AEQ191) Cheung 張小玲	Rep 1, 4, 6, 7, 9	Pre-2003	2004-11
Yu Xuan Cheung 張渝瑄	Rep 1	2015-10	2016-06
Yui Man Cheung 張裔文	Rep 1	2015-09	2021-11
Venant Chiang 蔣卓男	Rep 4, 9	2023-03	2025-05
Annie Yuk Har Chok 祝玉霞	Rep 1	2007-03	2017-02
Yat Hau Chow 周逸效	Rep 1, 4, 6, 7, 9	Pre-2003	2004-10
Fu Ying Fong 方富英	Rep 1	2010-01	2013-09
Sze Wan Ha 夏詩韻	Rep 1	2010-08	2012-09
Kai Yip Ho 何啟業	Rep 1	2010-06	2011-09
Kwok Hoi Ho 何國海	Rep 1	2013-10	2015-08
Ka Yan Hui 許家欣	Rep 1	2017-01	2019-01
Wang Wai Hui 許宏偉	Rep 1	2005-07	2007-03
Wai Hung Ip 葉偉雄	Rep 1	2015-09	2016-08
Cheuk Wah Kan 簡卓華	Rep 1	2005-08	2015-08
Kwong Yin Kwok 郭廣賢	Rep 1	2013-11	2015-08
Wai Ming Kwong 鄺偉明	Rep 1	2007-08	Present
Man Ho Lam 林文浩	Rep 1	2014-06	2015-02
Oi Ming Lam 林愛明	Rep 1	2014-07	2015-12
Shing Wan Lam 林昇宏	Rep 1	2007-12	2019-07
Bonnie Yin Ying Lau 劉燕瑛	Rep 1	2005-09	2022-07
Daniel Cheung Ka Lau 劉長加	Rep 1	2010-03	2011-02
Pik Fong Lau 劉碧芳	Rep 1	2013-07	2013-12
Shek Wing Lau 劉錫榮	Rep 1	2013-08	2017-04
Wang Cheung Lau 劉宏章	Rep 1	2012-11	2013-03
Casey Kit Fong Lee 李潔芳	Rep 1, 4, 6, 7, 9	Pre-2003	2005-03
Chi Kuen Lee 李志權	Rep 1	2005-10	2006-04
Yan Tsz Lee 李欣籽	Rep 1, 4, 9	2022-12	2025-12
Ka Ming (SFC:BJU601) Leung 梁家明	Rep 1	2017-06	2017-10
Tak Keung Leung 梁德強	Rep 1, 4, 6, 7, 9	Pre-2003	2007-03
Kwok Leung Li 李國樑	Rep 1, 4	2023-10	2025-12
Fung Wai Liong 梁豐煒	Rep 1	2013-10	2015-08
Ka Ki Lo 羅家奇	Rep 1	2015-06	2020-11
Wai Kiu Lo 羅暐喬	Rep 1	2012-05	2012-09
Hing Man Luk 陸興民	Rep 1	2013-10	2015-08
Kwan Chun Ng 吳君俊	Rep 1	2013-03	2014-06
Nathaliie Ng 吳忻熹	Rep 1	2010-03	2012-12
Yin Lam Ng 吳彥霖	Rep 1	2009-01	2013-04
Chi Wing Pau 鮑自榮	Rep 1	2013-10	2015-08
Gi Gi Poon 潘施思	Rep 1	2007-01	2021-01
Bo Cheung See 施寶章	Rep 1	2006-01	2006-07
Siu Hong Seeto 司徒劭康	Rep 1	2016-11	2018-09
Bao Ling Si 施寶玲	Rep 1, 4, 9	2024-05	2026-05
Gretchen Ming Yan Sze 施名恩	Rep 1	2003-06	2003-09
Woon Kong Tam 譚煥江	Rep 1	2004-03	2004-08
Chung Man Ting 丁仲文	Rep 1	2004-11	2014-09
Naomi Tsang 曾芊甯	Rep 1, 4, 9	2024-01	Present
Andy Ka Wai Tse 謝家偉	Rep 1	2007-01	2007-05
Ngan Ling Tse 謝雁玲	Rep 1	2004-09	Present
Moon Kwong Tsui 徐滿光	Rep 1	2004-11	2005-08
Terence Tsui 徐善俊	Rep 1	2010-05	2015-02
Tianyang (SFC:BVC703) Wang 王天楊	Rep 1, 4, 9	2024-07	Present
Kwan Ho Wong 黃君豪	Rep 1	2007-03	2017-01
Kwan Lok (SFC:AEN517) Wong 黃君諾	Rep 1	2004-10	2023-03
Ngai Ching Wong 黃藝晴	Rep 1	2013-04	2014-01
Sai Chor Wong 黃細初	Rep 1	2008-02	2012-09
Chui Ying Yeung 楊翠盈	Rep 1, 4, 9	2026-05	Present
Chor Fong Yiu 姚楚芳	Rep 1, 4, 6, 7, 9	Pre-2003	2005-04
Alice Man Fung Yu 于文鳳	Rep 1	2004-11	2011-03
Hon Fai Yung 翁漢輝	Rep 1	2013-10	2015-08
Ke (SFC:BVI608) Zhang 張科	Rep 1, 4, 9	2024-10	Present