Shing Wan Lam
林昇宏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Wan Lam (林昇宏), a licensed former licensee with CE reference ADW210. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-16 | 2019-07-23 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-18 | 2011-12-19 |
| Man Hon Yeung Securities Limited 文漢揚証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-12-01 |
| Man Hon Yeung Securities Limited 文漢揚証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-08 |
| Man Hon Yeung Securities Limited 文漢揚証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-08 |
| Man Hon Yeung Securities Limited 文漢揚証券有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-08 |