Ming Fun Tse
謝銘勳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Fun Tse (謝銘勳), a licensed Responsible Officer with CE reference AJC830. Currently licensed at 1 firm(s): Harbour Gold Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harbour Gold Asset Management Limited 港金資產管理股份有限公司 |
RO | Type 4 — Advising on securities | 2025-04-01 | present |
| Harbour Gold Asset Management Limited 港金資產管理股份有限公司 |
RO | Type 9 — Asset management | 2025-04-01 | present |
| Longmega Asset Investment Management Limited 龍銘資產投資管理有限公司 |
RO | Type 4 — Advising on securities | 2021-12-07 | 2024-09-08 |
| Longmega Asset Investment Management Limited 龍銘資產投資管理有限公司 |
RO | Type 9 — Asset management | 2021-12-07 | 2024-09-08 |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 9 — Asset management | 2019-04-12 | 2021-10-31 |
| West Bull Securities Limited 西牛證券有限公司 |
RO | Type 9 — Asset management | 2018-05-17 | 2018-12-31 |
| RSI Asset Management Limited 暐日資產管理有限公司 |
RO | Type 9 — Asset management | 2017-07-25 | 2018-08-27 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
RO | Type 4 — Advising on securities | 2015-08-27 | 2016-12-31 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
RO | Type 9 — Asset management | 2015-08-27 | 2016-12-31 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-27 | 2015-07-31 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-11-27 | 2015-07-31 |
| Tempo Asset Management (Hong Kong) Co., Limited 天迪(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-02-18 | 2013-04-25 |
| Wolver Hill Asset Management Asia Limited | Rep | Type 4 — Advising on securities | 2010-09-20 | 2011-10-03 |
| Wolver Hill Asset Management Asia Limited | Rep | Type 9 — Asset management | 2010-09-20 | 2011-10-03 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-04 | 2010-09-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-10-04 | 2010-09-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-10 | 2010-09-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-10 | 2010-09-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-09-10 | 2010-09-01 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-29 | 2007-06-09 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-29 | 2007-06-09 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-05-29 | 2007-06-09 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-13 | 2006-04-03 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-12-13 | 2006-04-03 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-10-04 | 2006-04-03 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-02-02 | 2004-03-26 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2003-09-23 | 2003-10-30 |