Charles Schwab, Hong Kong, Limited

嘉信理財香港有限公司
CE No. ADV256 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Schwab, Hong Kong, Limited (嘉信理財香港有限公司), a Hong Kong-based licensed corporation with CE reference ADV256. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 10 (total recorded over time: 91).

More firms doing Dealing in securities →More firms doing Advising on securities →

Registered address

Room 3401 and 3409 to 3410, Gloucester Tower, 15 Queen's Road Central, The Landmark, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 4 — Advising on securities present present
Type 5 — Advising on futures contracts present 2016-08-31
Type 6 — Advising on corporate finance present 2004-05-04
Type 7 — Providing automated trading services present 2004-05-04
Type 9 — Asset management present 2004-05-04

Licensed staff (all-time) (91)
Active on date

Name Activities First licensed To
Leung Cheong Au 區良昌 RO 1, 4, 5 Rep 1, 4, 5 2003-09 2009-04
So Han Chan 陳素嫻 RO 1, 4 Rep 1, 4 2019-01 Present
Yuk Chun (SFC:AGD417) Chan 陳玉珍 RO 1, 4 Rep 1, 4, 5 2011-07 2024-04
Michael Lung Fong 方碩穩 RO 1, 4 Rep 1, 4 2016-10 2024-01
Pierra Sin Ying Ho 何倩瑩 RO 1, 4, 5, 7 Pre-2003 2016-08
Eddie Tin Tak Hui 許天達 RO 1, 4 Rep 1, 4, 5 2009-06 2016-11
Siu Wing Hui 許小榮 RO 1, 4, 5, 6, 7, 9 Pre-2003 2005-10
Gary Wai Kei Leung 梁偉基 RO 1, 4, 5, 6, 7, 9 Pre-2003 2005-09
Herbert Stephan Spangenberg RO 1, 4, 5 2006-05 2019-12
Chen Sun 孫晨 RO 1, 4, 5 Rep 1, 4, 5 2004-02 2015-12
Ho Ching Wong 黃可靜 RO 1, 4 Rep 1, 4, 5 2008-01 2025-12
Maria Wai Mei Wong 黃惠微 RO 1, 4, 5 2005-12 Present
Ben Hin Fan Chan 陳顯勳 Rep 1 2003-08 2003-11
Chung Chuen Chan 陳仲銓 Rep 1, 4 2017-09 2022-02
Edwin Tsun Kay Chan 陳俊祺 Rep 1, 4, 5, 6, 7, 9 Pre-2003 2003-07
Grace Kwok Li Chan 陳國莉 Rep 1, 4, 5 2005-11 2009-10
Isabella Shuet Sum Chan 陳雪心 Rep 1, 4 2025-01 2025-09
Leo Kar Ming Chan 陳家明 Rep 1, 4, 5 2005-12 2007-12
Margo Cheuk Luen Chan 陳卓聯 Rep 1, 4, 6, 7, 9 Pre-2003 2004-09
Nok Yan Chan 陳諾恩 Rep 1, 4 2022-04 2023-08
Tze Ho Chan 陳梓灝 Rep 1, 4 2021-02 Present
Ka Ming (SFC:BJT102) Cheung 張嘉銘 Rep 1, 4 2017-06 2018-08
Philip Tak Lai Cheung 張德禮 Rep 1, 4, 5 2003-10 2005-07
William Wai Yin Cheung 張偉彥 Rep 1, 4 2022-04 Present
Tsz Kin Chien 錢子健 Rep 1, 4, 5 2005-08 2008-09
Dixon Chim 詹德舜 Rep 1, 4 2018-11 2022-02
Chung Wang Choi 蔡頌泓 Rep 1, 4 2018-10 2019-07
Miu Wa Choi 蔡妙華 Rep 1, 4 2018-09 2018-10
Sze Wai (SFC:BNT810) Choy 蔡思慧 Rep 1, 4 2018-11 2022-06
Lina Fang 方琳琳 Rep 1, 4, 5 2008-01 2013-07
Kin Yan Hau 侯健欣 Rep 1, 4 2022-01 2022-07
Chun Pong Ho 何振邦 Rep 1, 4, 5 2009-11 2010-07
Virginia Ho 何麗琪 Rep 1, 4, 6, 7, 9 Pre-2003 2004-09
Cindy Mo Shi Hui 許慕詩 Rep 1, 4, 5, 6, 7, 9 Pre-2003 2019-05
I Man Kan 簡綺雯 Rep 1, 4 2019-01 2019-02
Kenneth Kwok Keung Kong 江國強 Rep 1, 4, 6, 7, 9 Pre-2003 2005-08
Yen-Ting Kuo 郭彥廷 Rep 1, 4, 6, 7, 9 Pre-2003 2003-05
Michael Man Ho Kwan 關文浩 Rep 1, 4, 5 2004-10 2005-10
Ming San Kwok 郭明燊 Rep 1, 4, 5 2014-10 Present
Anna Hoi Ngai Kwong 鄺海毅 Rep 1, 4, 6, 7, 9 Pre-2003 2004-05
Joanne Ting Kwong 鄺玉婷 Rep 1, 4, 5 2008-08 2011-06
Hoi Yan (SFC:BMD021) Lam 林藹欣 Rep 1, 4 2019-12 Present
Jacky Cheung Kit Lam 林長傑 Rep 1, 4 2017-03 Present
Wilfred Hing Chung Lau 劉慶中 Rep 1, 4, 5, 6, 7, 9 Pre-2003 2012-03
Joyce Wan Siu Lee 李韻韶 Rep 1, 4 2017-06 2022-03
Lo Tsu Cyeble Lee 李若慈 Rep 1, 4 2020-08 2022-01
Peggy Pui Ki Lee 李珮琪 Rep 1, 4, 6, 7, 9 Pre-2003 2005-08
Tse Faye Lee 李詩惠 Rep 1, 4, 5 2008-07 2008-09
Wilson Wai Hong Lee 李維航 Rep 1, 4, 6, 7, 9 Pre-2003 2004-02
Eric Tsz Ho Leung 梁子浩 Rep 1, 4, 5 2004-08 2005-07
Anita Kit Suen Li 李潔琁 Rep 1, 4, 5 2004-05 2004-12
Hiu Fai Li 李曉輝 Rep 1, 4, 5 2011-09 2017-07
Elisa Lieu 廖伊麗莎 Rep 1, 4, 5 2008-04 2014-06
Melody Yanshan Lin 林艷珊 Rep 1, 4, 6, 7, 9 Pre-2003 2006-05
Yuchang Liu 劉育彰 Rep 1, 4, 5 2004-05 2019-07
Greta Chi Kwan Lo 魯慈君 Rep 1, 4, 5 2003-08 2004-08
Winton Yu Kei Lo 盧裕基 Rep 1, 4, 5 2005-08 2010-12
Wan Chi Loo 盧韻姿 Rep 1 2006-03 2006-10
Lung Lok Mak 麥龍樂 Rep 1, 4, 5, 6, 7, 9 Pre-2003 2006-04
Margaret Lan Chee Mak 麥蘭芝 Rep 1, 4, 5, 6, 7, 9 Pre-2003 2004-12
Wai Chi Mak 麥慧芝 Rep 1, 4, 5, 6, 7, 9 Pre-2003 2005-10
Ching Cheng Mun 閔青城 Rep 1, 4, 5 2006-11 2007-05
Cheuk Man (SFC:BQB875) Ng 吳卓文 Rep 1, 4 2020-09 2020-11
Hon Nin Ng 吳翰年 Rep 1, 4, 5 2011-03 2021-11
Jin Ho Simon Ng 吳榐浩 Rep 1, 4 2019-10 Present
Ka Yun Ng 伍家欣 Rep 1, 4, 6, 7, 9 Pre-2003 2004-02
Sin Wai Ng 伍仙蕙 Rep 1, 4, 5 2007-08 2008-04
Lap Wah Ngai 魏立華 Rep 1, 4, 6, 7, 9 Pre-2003 2006-09
Susana Wing Suen Po 布穎璇 Rep 1, 4 2017-06 2022-04
Ronald King Tou Poon 潘敬濤 Rep 1, 4, 5 2011-03 2018-03
Wing Lam So 蘇泳林 Rep 1, 4, 5, 6, 7, 9 Pre-2003 2004-02
Hoi Ling Tang 鄧凱玲 Rep 1 2008-07 2010-12
Hoi Ming Tang 鄧愷明 Rep 1 2004-02 2005-01
Yuk Tin 田旭 Rep 1, 4 2018-04 2024-08
Ming Fun Tse 謝銘勳 Rep 1, 4, 5 2006-05 2007-06
Shek Hang Tse 謝碩恆 Rep 1, 4, 5 2007-07 2008-04
Joanna Tsung Rep 1, 4, 6, 7, 9 Pre-2003 2006-09
Junwei Wee Rep 1, 4 2025-01 Present
Christina Ching Yin Wong 黃靜賢 Rep 1, 4, 6, 7, 9 Pre-2003 2004-07
Cindy Yeuk Wing Wong 王若頴 Rep 1, 4, 5 2005-12 2008-06
Dor Dor Wong 黃多多 Rep 1, 4, 5 2004-10 2009-09
Miu Wan Wong 黃淼雲 Rep 1, 4 2022-06 Present
Tan Wong 黃丹 Rep 1, 4 2022-06 2024-01
Shuo Xie 謝朔 Rep 1 2011-11 2013-06
Yujie Xu 許宇洁 Rep 1, 4, 5 2007-10 2010-09
Alice Zeng Yin Rep 1, 4, 6, 7, 9 Pre-2003 2006-09
Phillip Tk Yin 嚴正剛 Rep 1, 4, 5 2006-07 2007-09
Yin Yin 印胤 Rep 1, 4, 5 2012-11 2017-09
Peter Yiu 游國義 Rep 1, 4, 5 2011-01 2022-10
Wai Yuen Young 楊偉源 Rep 1, 4, 5 2004-03 2004-12
Ngai Keung Yung 翁毅強 Rep 1, 4, 5, 6, 7, 9 Pre-2003 2004-12
Showing 1–91 of 91

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