Peter Yiu
游國義
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Yiu (游國義), a licensed former licensee with CE reference AWR850. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-25 | 2022-10-31 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-25 | 2022-10-31 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-01-25 | 2016-08-24 |