Gary Wai Kei Leung
梁偉基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary Wai Kei Leung (梁偉基), a licensed former licensee with CE reference ABN422. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TD Ameritrade Hong Kong Limited 德美利證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-17 | 2022-10-29 |
| TD Ameritrade Hong Kong Limited 德美利證券香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-10-17 | 2022-10-29 |
| MIS Services Limited | Rep | Type 9 — Asset management | 2009-09-07 | 2010-08-28 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-09-29 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 4 — Advising on securities | present | 2005-09-29 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-09-29 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-05-04 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-05-04 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 9 — Asset management | present | 2004-05-04 |