Cindy Mo Shi Hui
許慕詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cindy Mo Shi Hui (許慕詩), a licensed former licensee with CE reference ABV980. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2019-05-02 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2019-05-02 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2016-08-24 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-28 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-04-28 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-28 |