Maria Wai Mei Wong
黃惠微
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maria Wai Mei Wong (黃惠微), a licensed Responsible Officer with CE reference AEX184. Currently licensed at 1 firm(s): Charles Schwab, Hong Kong, Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 1 — Dealing in securities | 2005-12-07 | present |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 4 — Advising on securities | 2005-12-07 | present |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-12-07 | 2016-08-31 |