Joanne Ting Kwong
鄺玉婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joanne Ting Kwong (鄺玉婷), a licensed Representative with CE reference ARN436. Currently licensed at 1 firm(s): An Zhong (AZ) Investment Management Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-23 | present |
| An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-23 | present |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-25 | 2011-06-12 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-25 | 2011-06-12 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-08-25 | 2011-06-12 |